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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 53 of 62  ·  1,239 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1041 PHK PIMCO HIGH INCOME FD Financial Services 500.0 $2K NEW $4.66 -2.5%
1042 TRMB TRIMBLE INC Technology 45.0 $2K NEW $51.20 +9.7%
1043 MQY BLACKROCK MUNIYILD QULT FD I Financial Services 197.0 $2K NEW $11.60 -3.6%
1044 CPIX CUMBERLAND PHARMACEUTICALS I Healthcare 352.0 $2K NEW $6.49 +22.6%
1045 UFO PROCURE ETF TRUST II 45.0 $2K NEW $50.69 -6.4%
1046 VPV INVESCO PA VALUE MUN INC TR Financial Services 200.0 $2K NEW $11.32 -1.3%
1047 TCPC BLACKROCK TCP CAPITAL CORP Financial Services 667.0 $2K NEW $3.36 +20.0%
1048 TEMA ETF TRUST 72.0 $2K NEW $30.39
1049 DFTX DEFINIUM THERAPEUTICS INC Healthcare 46.0 $2K NEW $47.04 -4.5%
1050 VCV INVESCO CALIF VALUE MUN INCO Financial Services 200.0 $2K NEW $10.79 -1.9%
1051 NRK NUVEEN NY AMT FREE Financial Services 200.0 $2K NEW $10.72 -3.0%
1052 NVG NUVEEN AMT FREE MUN CR INC F Financial Services 166.0 $2K NEW $12.80 -3.5%
1053 ARLP ALLIANCE RESOURCE PARTNERS L Energy 87.0 $2K NEW $24.09 +7.0%
1054 SIL GLOBAL X FDS 27.0 $2K NEW $76.96 +16.1%
1055 SKY HARBOUR GROUP CORPORATIO 4,482.0 $2K NEW $0.46
1056 CFFN CAPITOL FED FINL INC Financial Services 242.0 $2K NEW $8.51 +1.8%
1057 FABRICAI INC 555.0 $2K NEW $3.69
1058 DDM PROSHARES TR 31.0 $2K NEW $65.71 +3.0%
1059 FPI FARMLAND PARTNERS INC Real Estate 210.0 $2K NEW $9.68 +2.5%
1060 HE HAWAIIAN ELEC INDS INC MTN B Utilities 150.0 $2K NEW $13.53 -12.9%
Page 53 of 62  ·  1,239 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%