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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 99 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1961 PUT TOAST INC 64,600.0 $1.7M 0.00% -76K -54.1% $26.51
1962 PUT POET TECHNOLOGIES INC 288,200.0 $1.7M 0.00% -41K -12.5% $5.94
1963 CWEN CLEARWAY ENERGY INC Utilities 43,489.0 $1.7M 0.00% NEW $39.29 -14.8%
1964 PUT F5 INC 5,900.0 $1.7M 0.00% +2K +59.5% $289.33
1965 CALL TOLL BROTHERS INC 12,500.0 $1.7M 0.00% -46K -78.7% $136.47
1966 CALL BANK MONTREAL MEDIUM 12,600.0 $1.7M 0.00% -4K -22.7% $135.34
1967 PUT MIAMI INTL HLDGS INC 43,800.0 $1.7M 0.00% +39K +776.0% $38.92
1968 MMM 3M CO Industrials 11,710.0 $1.7M 0.00% -62K -84.1% $145.23 +17.7%
1969 CALL ENERGY VAULT HOLDINGS INC 515,200.0 $1.7M 0.00% +501K +3606.5% $3.30
1970 PUT STAR BULK CARRIERS CORP. 74,000.0 $1.7M 0.00% +10K +16.4% $22.97
1971 IEI ISHARES TR 14,320.0 $1.7M 0.00% +6K +82.1% $118.60 -1.7%
1972 ED CONSOLIDATED EDISON INC Utilities 14,983.0 $1.7M 0.00% +8K +117.7% $113.18 -2.8%
1973 CALL COMPASS INC 231,900.0 $1.7M 0.00% -660K -74.0% $7.31
1974 SCO PROSHARES TR II Financial Services 203,738.0 $1.7M 0.00% +203K +10000.0% $8.32 +220.9%
1975 AMER SPORTS INC 51,485.0 $1.7M 0.00% +38K +294.9% $32.92
1976 PUT FIDELITY WISE ORIGIN BITCOIN 28,700.0 $1.7M 0.00% NEW $59.03
1977 CALL SENSATA TECHNOLOGIES HLDG PL 48,100.0 $1.7M 0.00% NEW $35.22
1978 CALL BJS WHSL CLUB HLDGS INC 17,200.0 $1.7M 0.00% -24K -58.0% $98.42
1979 ONDS ONDAS INC Technology 186,978.0 $1.7M 0.00% -281K -60.0% $9.04 -15.1%
1980 HE HAWAIIAN ELEC INDS INC MTN B Utilities 113,865.0 $1.7M 0.00% -91K -44.4% $14.84 -9.3%
Page 99 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%