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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 1 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 PUT STATE STR SPDR S&P 500 ETF T 42,147,900.0 $27.41B 18.39% +894K +2.2% $650.34
2 CALL STATE STR SPDR S&P 500 ETF T 21,650,100.0 $14.08B 9.45% +2.2M +11.4% $650.34
3 PUT INVESCO QQQ TR 11,252,400.0 $6.49B 4.36% -4.1M -26.8% $577.18
4 CALL INVESCO QQQ TR 10,378,200.0 $5.99B 4.02% +840K +8.8% $577.18
5 PUT ISHARES TR 34,218,500.0 $5.11B 3.43% +661K +2.0% $149.47
6 CALL ISHARES TR 33,449,000.0 $3.87B 2.60% +7.3M +28.0% $115.66
7 CALL TESLA INC 9,196,400.0 $3.42B 2.29% -2.5M -21.3% $371.75
8 PUT NVIDIA CORPORATION 19,209,500.0 $3.35B 2.25% -7.1M -27.1% $174.40
9 CALL NVIDIA CORPORATION 19,080,700.0 $3.33B 2.23% -9.6M -33.5% $174.40
10 PUT TESLA INC 8,312,400.0 $3.09B 2.07% -4.5M -35.3% $371.75
11 CALL SPDR GOLD TR 5,490,500.0 $2.36B 1.58% -931K -14.5% $430.29
12 CALL META PLATFORMS INC 4,109,700.0 $2.35B 1.58% -496K -10.8% $572.13
13 CALL APPLE INC 8,760,100.0 $2.22B 1.49% -526K -5.7% $253.79
14 CALL ALPHABET INC 7,197,200.0 $2.07B 1.39% -1.7M -19.5% $287.25
15 PUT SPDR GOLD TR 3,830,900.0 $1.65B 1.11% -321K -7.7% $430.29
16 CALL MICROSOFT CORP 4,178,400.0 $1.55B 1.04% +1.1M +35.4% $370.17
17 PUT APPLE INC 6,022,900.0 $1.53B 1.02% -1.7M -22.2% $253.79
18 CALL AMAZON COM INC 7,000,500.0 $1.46B 0.98% +1.1M +19.4% $208.27
19 PUT ALPHABET INC 5,053,100.0 $1.45B 0.97% -2.3M -31.3% $287.30
20 PUT META PLATFORMS INC 2,501,500.0 $1.43B 0.96% +76K +3.1% $572.13
Page 1 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%