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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 267 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5321 PUT FIRST TR EXCHANGE-TRADED FD 500.0 $82K NEW $163.58
5322 RING ISHARES INC 1,035.0 $82K +454.0 +78.1% $78.98 -18.3%
5323 CALL PENNYMAC MTG INVT TR 7,000.0 $82K -3K -29.3% $11.66
5324 PUT CALIFORNIA WTR SVC GROUP 1,800.0 $82K +2K +800.0% $45.34
5325 PUT RELAY THERAPEUTICS INC 8,200.0 $82K +8K +8100.0% $9.95
5326 VRA VERA BRADLEY INC Consumer Cyclical 25,740.0 $81K -9K -26.6% $3.16 +17.7%
5327 CALL STIFEL FINL CORP 1,100.0 $81K $73.92
5328 BMBL BUMBLE INC Technology 24,913.0 $81K -73K -74.5% $3.26 -16.1%
5329 PUT ON24 INC 10,000.0 $81K NEW $8.10
5330 CCC CCC INTELLIGENT SOLUTIONS HL Technology 13,479.0 $81K NEW $6.00 -5.1%
5331 VEU VANGUARD INTL EQUITY INDEX F 1,076.0 $81K NEW $75.10 +8.9%
5332 PUT FERROGLOBE PLC 19,600.0 $81K -60K -75.5% $4.12
5333 TIDAL TRUST II 3,086.0 $81K +553.0 +21.8% $26.14
5334 CALL TEEKAY TANKERS LTD 1,100.0 $81K NEW $73.32
5335 CALL PINNACLE WEST CAP CORP 800.0 $81K -2K -73.3% $100.75
5336 CALL WINNEBAGO INDS INC 2,600.0 $81K -100.0 -3.7% $30.99
5337 EGY VAALCO ENERGY INC Energy 12,693.0 $80K NEW $6.34 -10.6%
5338 RES RPC INC Energy 11,335.0 $80K +10K +860.6% $7.08 -15.3%
5339 CALL FIRST INTST BANCSYSTEM INC 2,400.0 $80K +200.0 +9.1% $33.40
5340 PUT ASTRONICS CORP 1,200.0 $80K +900.0 +300.0% $66.73
Page 267 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%