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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 26 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 PUT DIREXION SHARES ETF TRUST 443,600.0 $16.1M 0.01% +100K +29.2% $36.38
502 CALL TRANSOCEAN LTD 2,424,200.0 $16.1M 0.01% -166K -6.4% $6.63
503 PUT DOCUSIGN INC 338,000.0 $16.0M 0.01% -26K -7.2% $47.41
504 CALL TEXAS PACIFIC LAND CORPORATI 33,600.0 $15.9M 0.01% NEW $474.56
505 PUT ASTERA LABS INC 145,200.0 $15.9M 0.01% -154K -51.5% $109.60
506 PUT CREDO TECHNOLOGY GROUP HOLDI 167,900.0 $15.8M 0.01% NEW $93.87
507 CALL ZOOM COMMUNICATIONS INC 195,300.0 $15.7M 0.01% -169K -46.4% $80.39
508 PUT INVESCO EXCHANGE TRADED FD T 85,100.0 $15.7M 0.01% NEW $183.93
509 CALL LOWES COS INC 66,100.0 $15.6M 0.01% -16K -19.0% $236.28
510 CALL CLEVELAND-CLIFFS INC NEW 1,843,400.0 $15.6M 0.01% -10K -0.5% $8.45
511 PUT THE TRADE DESK INC 685,000.0 $15.5M 0.01% -400K -36.8% $22.69
512 CALL PLAINS ALL AMERN PIPELINE L 695,300.0 $15.5M 0.01% +230K +49.4% $22.33
513 PUT EATON CORP PLC 43,300.0 $15.5M 0.01% -11K -20.4% $357.67
514 PUT KLA CORP 10,500.0 $15.5M 0.01% -16K -61.1% $1472.41
515 PUT SHELL PLC 166,100.0 $15.4M 0.01% +43K +34.9% $93.00
516 PUT FASTLY INC 530,100.0 $15.4M 0.01% +505K +2020.4% $29.06
517 SOFI SOFI TECHNOLOGIES INC Financial Services 968,408.0 $15.4M 0.01% -838K -46.4% $15.88 +1.8%
518 CALL SPROTT FDS TR 261,300.0 $15.3M 0.01% NEW $58.71
519 PUT INVESCO EXCH TRADED FD TR II 582,400.0 $15.3M 0.01% NEW $26.32
520 CALL MADRIGAL PHARMACEUTICALS INC 29,200.0 $15.3M 0.01% NEW $523.47
Page 26 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%