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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 256 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5101 PUT GROUP 1 AUTOMOTIVE INC 300.0 $99K -300.0 -50.0% $330.63
5102 CPA COPA HOLDINGS SA Industrials 873.0 $99K NEW $113.61 +19.5%
5103 TXNM ENERGY INC 1,695.0 $99K -2K -52.5% $58.46
5104 CALL CENTRAL PAC FINL CORP 3,100.0 $99K +1K +72.2% $31.96
5105 RARE ULTRAGENYX PHARMACEUTICAL IN Healthcare 4,729.0 $99K NEW $20.95 +29.0%
5106 PUT ARCUTIS BIOTHERAPEUTICS INC 4,200.0 $99K +200.0 +5.0% $23.56
5107 CALL NERDY INC 121,100.0 $99K +69K +132.0% $0.82
5108 PUT TECOGEN INC NEW 38,600.0 $99K -20K -33.7% $2.56
5109 PUT CREXENDO INC 16,000.0 $99K -3K -17.1% $6.17
5110 CALL AUREUS GREENWAY HLDGS INC 29,100.0 $99K NEW $3.39
5111 PUT MATSON INC 600.0 $98K -4K -88.0% $163.94
5112 CALL PILGRIMS PRIDE CORP 2,600.0 $98K -3K -50.0% $37.76
5113 PUT FLEX LNG LTD 3,300.0 $98K -9K -72.5% $29.71
5114 CALL AVALONBAY CMNTYS INC 600.0 $98K -10K -94.4% $163.35
5115 PUT INSPIRE MED SYS INC 1,900.0 $98K +700.0 +58.3% $51.58
5116 PUT BROOKFIELD RENEWABLE ENERGY 3,000.0 $98K NEW $32.64
5117 CALL EXPONENT INC 1,500.0 $98K -900.0 -37.5% $65.25
5118 GTX GARRETT MOTION INC Consumer Cyclical 5,378.0 $98K -10K -65.1% $18.17 +73.5%
5119 MATX MATSON INC Industrials 596.0 $98K NEW $163.94 +30.3%
5120 PUT SMITH & WESSON BRANDS INC 6,800.0 $97K -28K -80.4% $14.33
Page 256 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%