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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 254 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5061 CALL BOX INC 4,300.0 $102K -66K -93.9% $23.64
5062 CALL ABACUS GLOBAL MGMT INC 12,900.0 $102K +8K +158.0% $7.88
5063 PUT ROOT INC 2,300.0 $102K -9K -79.7% $44.17
5064 CALL XBIOTECH INC 43,200.0 $102K +43K +8540.0% $2.35
5065 CALL FRESENIUS MEDICAL CARE AG 4,500.0 $102K +2K +66.7% $22.56
5066 ERII ENERGY RECOVERY INC Industrials 10,080.0 $102K +10K +3248.8% $10.07 -16.5%
5067 GPOR GULFPORT ENERGY CORP Energy 479.0 $101K +60.0 +14.3% $211.57 -25.3%
5068 PUT EVGO INC 58,900.0 $101K -30K -33.8% $1.72
5069 CALL NUVATION BIO INC 23,600.0 $101K -156K -86.9% $4.29
5070 PUT NUVATION BIO INC 23,600.0 $101K -210K -89.9% $4.29
5071 PUT VERTICAL AEROSPACE LTD 45,800.0 $101K +36K +377.1% $2.21
5072 CALL MIAMI INTL HLDGS INC 2,600.0 $101K +2K +550.0% $38.92
5073 PUT ADAPTHEALTH CORP 8,500.0 $101K -17K -66.1% $11.90
5074 CALL PIMCO ETF TR 1,600.0 $101K +1K +220.0% $63.20
5075 TARK INVESTMENT MANAGERS SER TR I 2,868.0 $101K NEW $35.24 +12.8%
5076 AQN ALGONQUIN POWER & UTILITIES Utilities 16,428.0 $101K -141K -89.6% $6.14 -2.4%
5077 PUT NEWELL BRANDS INC 29,400.0 $101K -26K -46.5% $3.43
5078 PLG PLATINUM GROUP METALS LTD Basic Materials 56,925.0 $101K +30K +110.1% $1.77 -26.6%
5079 LOAR LOAR HOLDINGS INC Industrials 1,758.0 $101K +775.0 +78.8% $57.29 +22.4%
5080 FIP FTAI INFRASTRUCTURE INC Industrials 20,385.0 $101K -151K -88.1% $4.94 -11.1%
Page 254 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%