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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 234 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4661 PUT JBG SMITH PPTYS 10,000.0 $146K NEW $14.61
4662 CALL PENGUIN SOLUTIONS INC 8,300.0 $146K -30K -78.1% $17.60
4663 CALL GSI TECHNOLOGY INC 28,400.0 $146K -600.0 -2.1% $5.14
4664 CRUS CIRRUS LOGIC INC Technology 1,007.0 $146K +797.0 +379.5% $144.62 -7.0%
4665 PUT WATSCO INC 400.0 $146K -300.0 -42.9% $363.79
4666 PUT ALLEGION PLC 1,000.0 $145K NEW $145.29
4667 FMX FOMENTO ECONOMICO MEXICANO S Consumer Defensive 1,306.0 $145K NEW $111.06 +14.5%
4668 URGN UROGEN PHARMA LTD Healthcare 8,066.0 $145K -14K -63.5% $17.98 +132.8%
4669 CALL ALGONQUIN POWER & UTILITIES 23,600.0 $145K +23K +10000.0% $6.14
4670 CALL THEMES ETF TR 13,500.0 $145K -5K -26.2% $10.73
4671 TIDAL TRUST II 6,796.0 $145K -19K -73.6% $21.29
4672 PUT CANDEL THERAPEUTICS INC 29,500.0 $145K +22K +298.6% $4.90
4673 INVZ INNOVIZ TECHNOLOGIES LTD Consumer Cyclical 228,130.0 $144K +93K +69.3% $0.63 -2.0%
4674 CALL LANDSTAR SYS INC 900.0 $144K NEW $160.31
4675 PACB PACIFIC BIOSCIENCES CALIF IN Healthcare 109,016.0 $144K NEW $1.32 +1.9%
4676 COTY COTY INC Consumer Defensive 71,527.0 $144K -14K -16.2% $2.01 +32.1%
4677 PUT CULLINAN THERAPEUTICS INC 10,100.0 $144K +4K +80.4% $14.21
4678 PUT ANNEXON INC 25,900.0 $143K +5K +23.9% $5.54
4679 VVV VALVOLINE INC Energy 4,253.0 $143K NEW $33.68 +16.2%
4680 PUT TIDAL TRUST I 6,000.0 $143K -16K -72.1% $23.87
Page 234 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%