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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 215 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4281 PUT SEZZLE INC 3,200.0 $203K +700.0 +28.0% $63.29
4282 PVLA PALVELLA THERAPEUTICS INC NE Healthcare 1,622.0 $202K NEW $124.65 +10.7%
4283 PUT ABRDN PALLADIUM ETF TRUST 1,500.0 $202K -50K -97.1% $134.71
4284 BEKE KE HLDGS INC Real Estate 13,481.0 $202K NEW $14.97 +6.1%
4285 FDMT 4D MOLECULAR THERAPEUTICS IN Healthcare 21,660.0 $202K NEW $9.31 +8.2%
4286 TGTX TG THERAPEUTICS INC Healthcare 6,069.0 $202K -35K -85.2% $33.22 +68.7%
4287 LGIH LGI HOMES INC Consumer Cyclical 5,099.0 $202K NEW $39.53 +52.2%
4288 CALL VITA COCO CO INC 4,200.0 $201K -20K -82.3% $47.91
4289 PNW PINNACLE WEST CAP CORP Utilities 1,996.0 $201K NEW $100.75 +5.3%
4290 PUT EHANG HLDGS LTD 20,700.0 $201K -67K -76.5% $9.71
4291 CALL HCI GROUP INC 1,300.0 $201K -400.0 -23.5% $154.61
4292 PROSHARES TR 4,865.0 $201K NEW $41.29
4293 KRP KIMBELL RTY PARTNERS LP Energy 13,879.0 $201K +1K +11.9% $14.47 +3.2%
4294 BBB FOODS INC 5,676.0 $201K -1K -18.5% $35.37
4295 CALL AZENTA INC 9,500.0 $201K +2K +26.7% $21.13
4296 PUT AURA BIOSCIENCES INC 30,000.0 $201K NEW $6.69
4297 CALL LEONARDO DRS INC 4,500.0 $200K -2K -31.8% $44.52
4298 KBR KBR INC Industrials 5,430.0 $200K +3K +128.1% $36.86 +0.2%
4299 ALLE ALLEGION PLC Industrials 1,376.0 $200K +587.0 +74.4% $145.29 +5.6%
4300 PALLADYNE AI CORP 32,895.0 $200K +16K +98.5% $6.07
Page 215 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%