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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 208 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4141 GRND GRINDR INC Technology 18,978.0 $229K -93K -83.1% $12.09 +23.4%
4142 PUT SSR MINING IN 7,800.0 $229K -188K -96.0% $29.40
4143 XPERI INC 40,947.0 $229K +39K +1876.2% $5.60
4144 CALL HELLO GROUP INC 39,800.0 $229K +10K +31.8% $5.76
4145 PUT CUSTOMERS BANCORP INC 3,300.0 $229K NEW $69.41
4146 CALL PRIMORIS SVCS CORP 1,600.0 $229K -3K -61.9% $143.04
4147 PUT INTEGER HLDGS CORP 2,600.0 $229K +1K +116.7% $88.00
4148 CALL 1ST SOURCE CORP 3,300.0 $228K NEW $69.21
4149 PUT ASSURED GUARANTY LTD 2,800.0 $228K +1K +100.0% $81.48
4150 PUT POPULAR INC 1,700.0 $228K NEW $134.17
4151 PUT PTC INC 1,600.0 $228K +800.0 +100.0% $142.49
4152 PUT ARVINAS INC 21,500.0 $228K -4K -16.7% $10.60
4153 NEXA NEXA RES S A Basic Materials 21,520.0 $228K +4K +21.8% $10.59 +28.0%
4154 PLAB PHOTRONICS INC Technology 5,626.0 $227K NEW $40.41 -24.9%
4155 RVLV REVOLVE GROUP INC Consumer Cyclical 10,055.0 $227K -3K -20.0% $22.61 +9.6%
4156 GAIN GLADSTONE INVT CORP Financial Services 15,997.0 $227K NEW $14.20 +12.7%
4157 CALL FUNKO INC 72,100.0 $227K +60K +511.0% $3.15
4158 CGAU CENTERRA GOLD INC Basic Materials 12,748.0 $227K -5K -27.1% $17.79 -8.3%
4159 PUT BIOHAVEN LTD 26,800.0 $227K -170K -86.4% $8.46
4160 BBVA BANCO BILBAO VIZCAYA ARGENTA Financial Services 10,467.0 $227K NEW $21.66 +19.1%
Page 208 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%