GAIN
Gladstone Investment Corporation NASDAQ Listed Jun 23, 2005$14.88
Mkt Cap $546.6M
52w Low $13.20
44.2% of range
52w High $17.00
50d MA $15.91
200d MA $14.43
P/E (TTM)
3.2x
EV/EBITDA
7.4x
P/B
1.1x
Debt/Equity
0.9x
ROE
15.6%
P/FCF
4.8x
RSI (14)
26.20
ATR (14)
$0.36
Beta
0.76
50d MA
$15.91
200d MA
$14.43
Avg Volume
350.0K
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund seeks to invest in companies with revenue between $20 million and $100 million. The fund invests in companies with EBITDA from $3 million to $20 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
CIK (SEC)
Phone
703-287-5800
1521 Westbranch Drive · McLean, VA 22102 · US
| Date | Time | Est | Rptd | Surp | Base | Gap% | D1% | D2% | D3% | D4% | D5% | Guide ▲★ |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Feb 3, 2026 | AMC | 0.23 | 0.21 | -10.3% | 13.74 | +1.2% | +2.2% | -1.3% | +0.2% | +0.4% | -0.1% | — |
| Nov 4, 2025 | AMC | 0.24 | 0.24 | +0.0% | 13.79 | -0.5% | +0.4% | +0.4% | +0.6% | -0.8% | +0.0% | — |
| Aug 12, 2025 | AMC | 0.23 | 0.24 | +4.3% | 14.16 | +0.8% | +2.6% | -0.5% | -0.9% | -0.4% | -0.4% | — |
| May 13, 2025 | AMC | 0.23 | 0.26 | +13.0% | 14.05 | +1.3% | +1.8% | +1.3% | +1.4% | +1.4% | +0.1% | — |
| Feb 12, 2025 | AMC | 0.24 | 0.23 | -4.2% | 13.31 | +0.8% | +4.0% | +0.9% | -0.2% | -1.0% | -0.2% | — |
| Nov 8, 2024 | AMC | 0.25 | 0.24 | -4.0% | 13.39 | +0.0% | +1.0% | +0.1% | +1.3% | -0.2% | +1.5% | — |
| Aug 5, 2024 | AMC | 0.25 | 0.24 | -4.0% | 13.19 | -0.8% | -4.8% | +0.4% | +1.0% | +1.3% | +0.6% | — |
| May 8, 2024 | AMC | 0.26 | 0.24 | -7.7% | 14.16 | +1.6% | -0.5% | +0.9% | +0.4% | +0.5% | -0.9% | — |
| Feb 6, 2024 | AMC | 0.27 | 0.26 | -3.7% | 13.96 | -0.2% | -3.4% | +1.0% | +1.8% | +0.7% | -1.8% | — |
| Nov 1, 2023 | AMC | 0.27 | 0.24 | -11.1% | 13.74 | +0.1% | +4.1% | +3.9% | -0.9% | -2.2% | +1.4% | — |
| Aug 2, 2023 | AMC | 0.27 | 0.25 | -7.4% | 13.46 | +0.0% | -1.9% | +0.7% | +0.3% | +0.1% | -1.6% | — |
| May 10, 2023 | AMC | 0.26 | 0.29 | +11.5% | 13.45 | +0.4% | -4.3% | -0.1% | +1.2% | -1.6% | +1.6% | — |
| Date | Firm | Action | Grade | Target | Base | Open | Gap% | D1% | D2% | D3% | D4% | D5% |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| May 14 | B. Riley Securities | Upgrade | Neutral → Buy | $16 | $15.74 | $16.04 | +1.9% | +5.3% | -1.0% | -0.5% | -0.9% | +0.1% |
| Feb 4 | Oppenheimer | Maintains | Outperform → Outperform | — | $13.74 | $13.90 | +1.2% | +2.2% | -1.3% | +0.2% | +0.4% | -0.1% |
| May 14 | Ladenburg Thalmann | Downgrade | Buy → Neutral | — | $14.05 | $14.23 | +1.3% | +1.8% | +1.3% | +1.4% | +1.4% | +0.1% |
| Nov 11 | B. Riley Securities | Maintains | Neutral → Neutral | — | $13.39 | $13.39 | +0.0% | +1.0% | +0.1% | +1.3% | -0.2% | +1.5% |
| Aug 7 | B. Riley Securities | Maintains | Neutral → Neutral | — | $12.56 | $12.87 | +2.5% | +0.4% | +1.0% | +1.3% | +0.6% | -0.5% |
| May 10 | B. Riley Securities | Maintains | Neutral → Neutral | — | $14.09 | $14.09 | +0.0% | +0.9% | +0.4% | +0.5% | -0.9% | -0.1% |
| May 9 | Ladenburg Thalmann | Downgrade | Buy → Neutral | — | $14.16 | $14.39 | +1.6% | -0.5% | +0.9% | +0.4% | +0.5% | -0.9% |
| May 15 | Oppenheimer | Maintains | Perform → Perform | — | $12.86 | $12.86 | +0.0% | +1.2% | -1.6% | +1.6% | +0.5% | +0.2% |
| Nov 2 | Ladenburg Thalmann | Upgrade | Neutral → Buy | — | $12.99 | $13.41 | +3.2% | +5.2% | +1.3% | +0.7% | +2.7% | -1.3% |
| Apr 21 | Oppenheimer | Maintains | Perform → Perform | — | $14.15 | $14.22 | +0.5% | +0.2% | -1.7% | +0.6% | -0.4% | +1.1% |
| Feb 6 | Wedbush | Downgrade | Outperform → Neutral | — | $13.82 | $13.41 | -3.0% | -2.0% | +0.7% | +0.1% | -0.6% | +0.2% |
| May 15 | Ladenburg Thalmann | Downgrade | Buy → Neutral | — | $11.96 | $11.90 | -0.5% | -3.2% | +1.4% | -0.9% | +2.2% | -2.9% |
| Mar 6 | Wedbush | Upgrade | Neutral → Outperform | — | $9.56 | $9.93 | +3.9% | +5.5% | +1.7% | +0.8% | +0.6% | +0.0% |
| Nov 20 | Wedbush | Downgrade | Outperform → Neutral | — | $11.15 | $10.70 | -4.0% | -3.7% | +0.9% | +0.5% | -0.6% | +0.0% |
| Nov 3 | Jefferies | Maintains | Hold → Hold | — | $10.45 | $10.46 | +0.1% | +1.0% | +1.7% | +0.7% | +2.5% | -0.3% |
| Jun 14 | Wedbush | Maintains | Outperform → Outperform | — | $9.22 | $9.26 | +0.4% | +1.3% | +0.5% | +0.6% | -1.1% | -0.5% |
| Apr 29 | Janney Capital | Maintains | Buy → Buy | — | $6.99 | $6.99 | +0.0% | -0.6% | -1.6% | -0.6% | -1.5% | +1.3% |
| Jul 1 | Jefferies | Maintains | Hold → Hold | — | $7.95 | $8.00 | +0.6% | +0.0% | +0.4% | +1.1% | +0.4% | -1.1% |
| May 23 | Ladenburg Thalmann | Downgrade | Buy → Neutral | — | $7.76 | $7.60 | -2.1% | +0.4% | -1.3% | +0.4% | +0.3% | -0.1% |
| Jan 22 | Ladenburg Thalmann | Upgrade | Neutral → Buy | — | $8.19 | $8.20 | +0.1% | +0.5% | +1.3% | -1.8% | -2.0% | +3.0% |
| Jan 7 | Hilliard Lyons | Downgrade | Buy → Neutral | — | $8.04 | $8.05 | +0.1% | -1.9% | +2.0% | +0.1% | -0.1% | -0.1% |
| Nov 7 | Hilliard Lyons | Maintains | Long Term Buy → Buy | — | $7.14 | $7.20 | +0.8% | +1.4% | +0.8% | +0.8% | -0.8% | +0.5% |
| Sep 9 | Hilliard Lyons | Upgrade | Neutral → Long Term Buy | — | $7.03 | $7.11 | +1.1% | +1.1% | +1.5% | +0.0% | -1.0% | +0.3% |
| Jan 30 | Jefferies | Maintains | Buy → Buy | — | $7.49 | $7.46 | -0.4% | -2.0% | +1.8% | +0.1% | -1.1% | +0.5% |
| Oct 15 | Jefferies | Maintains | Buy → Buy | — | $7.48 | $7.55 | +0.9% | +0.0% | +0.9% | -0.5% | -0.3% | -0.7% |
| Date | Insider | Title | Type | Shares | Price | Value | Owned After | D1% | D5% |
|---|---|---|---|---|---|---|---|---|---|
| May 19, 2026 | Ritchie TaylorOff | Chief Financial Officer | Buy | 155 | $16.10 | $2K | 2,812 | +0.12% | +0.69% |
| May 19, 2026 | Ritchie TaylorOff | Chief Financial Officer | Buy | 160 | $16.15 | $3K | 2,657 | +0.12% | +0.69% |
| May 18, 2026 | Ritchie TaylorOff | Chief Financial Officer | Buy | 150 | $16.29 | $2K | 2,497 | +0.12% | +0.69% |
| May 15, 2026 | Ritchie TaylorOff | Chief Financial Officer | Buy | 450 | $16.50 | $7K | 2,347 | +0.12% | +0.69% |
8-K · 7.01
! Medium
Gladstone Investment Corporation -- 8-K 7.01: Regulation FD Disclosure
Jun 2
8-K · 7.01
! Medium
Gladstone Capital Corporation -- 8-K 7.01: Regulation FD Disclosure
Jun 2
8-K · 7.01
! Medium
Gladstone Commercial Corporation -- 8-K 7.01: Regulation FD Disclosure
Jun 2
8-K · 7.01
! Medium
Gladstone Land Corporation -- 8-K 7.01: Regulation FD Disclosure
Jun 2
8-K · 7.01
! Medium
Unknown — 8-K 7.01: Regulation FD Disclosure
Gladstone Land's CEO departure signals potential leadership uncertainty that could impact strategic direction and investor confidence, warranting careful monitoring of the new CEO's qualifications and vision.
Mar 23
8-K · 7.01
! Medium
Unknown — 8-K 7.01: Regulation FD Disclosure
Leadership change at Gladstone Capital (GAIN, GLAD) with CEO departure on March 20, 2026 may signal strategic shifts; investors should monitor successor's vision and track record to assess future performance and capital allocation decisions.
Mar 23
8-K · 7.01
! Medium
Unknown — 8-K 7.01: Regulation FD Disclosure
CEO transition at FinTech Acquisition Corp. III signals potential strategic shifts; investors should monitor successor's vision and operational continuity given leadership change in a SPAC context.
Mar 23
8-K
Unknown — 8-K Filing
Gladstone Capital's lack of direct employees means operational costs are outsourced, reducing overhead but creating dependency risk on the Adviser and Administrator for critical functions.
Mar 23
8-K
Gladstone Investment Corporation 7.875% Notes due 2030 -- 8-K Filing
Gladstone Investment Corporation issued subordinated notes due 2030, positioning them junior to secured debt and subsidiary obligations, limiting investor recovery priority in distress scenarios.
Feb 18
8-K
Gladstone Investment Corporation 7.875% Notes due 2030 -- 8-K Filing
Gladstone Investment Corporation issued 7.875% senior notes due 2030, establishing fixed-rate debt financing that provides predictable cash flows but increases leverage on the GAIN balance sheet.
Feb 11
8-K
Gladstone Investment Corporation 7.875% Notes due 2030 -- 8-K Filing
Gladstone Investment Corporation reported third-quarter fiscal 2025 earnings, with detailed financial results available in its Form 10-Q filing, affecting investor assessments of the company's performance and 7.875% notes valuation.
Feb 3
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Mutual Funds / ETFs (N-PORT) — Top 8
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|---|---|---|---|---|
| 1 | VanEck BDC Income ETF | 585,467 | $8M | Mar 2026 |
| 2 | OneAscent Enhanced Small and Mid Cap ETF | 70,474 | $965K | Feb 2026 |
| 3 | AAM Low Duration Preferred and Income Securities ETF | 36,077 | $896K | Jan 2026 |
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| 5 | Virtus Private Credit Strategy ETF | 50,544 | $699K | Jan 2026 |
| 6 | WHITEWOLF Publicly Listed Private Equity ETF | 297 | $4K | Jan 2026 |
| 7 | Bluemonte Dynamic Total Market ETF | 27 | $373 | Jan 2026 |
| 8 | Bluemonte Global Equity ETF | 1 | $14 | Jan 2026 |
Valuation
Market Cap
$546.6M
Enterprise Value
$988.0M
P/E (TTM)
3.17x
Forward P/E
16.65x
PEG Ratio
-0.27x
P/B
1.10x
P/S
4.87x
P/FCF
4.80x
EV/EBITDA
7.43x
Shares Out
36.7M
Financials (TTM)
Revenue
$112.3M
Net Income
$194.9M
EBITDA
$133.1M
Free Cash Flow
$113.9M
Op Cash Flow
$113.9M
EPS Basic
$1.78
EPS Diluted
$4.69
EPS Forward
$0.89
Gross Margin
57.9%
Op Margin
118.5%
Net Margin
173.6%
Balance Sheet
Total Assets
$1.01B
Total Liab.
$507.3M
Total Equity
$499.1M
Cash
$14.3M
LT Debt
$455.7M
Book Value/Sh
$13.59
Debt/Equity
0.91x
Current Ratio
3.69
Quick Ratio
3.69
Returns & Growth
ROE
15.6%
ROA
7.5%
ROIC
6.5%
Rev Growth YoY
-12.9%
EPS Growth YoY
-27.9%
Price Returns
2W
-4.7%
1M
-4.9%
3M
+15.4%
6M
+12.7%
12M
+5.0%
Technicals
52W High
$17.00
52W Low
$13.20
50d MA
$15.91
200d MA
$14.43
RSI (14)
26.20
ATR (14)
$0.36
Beta
0.76
Avg Volume
350K
Dividends
Div Rate
$1.66
Div Yield
9.9%
Frequency
12
Ex-Div Date
Jun 23, 2026
Analyst Price Targets
Consensus
$15.00
High
$15.00
Low
$15.00
Median
$15.00
Data updated apr 25, 2026 10:36am
· Source: financialmodelingprep.com