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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 204 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4061 BRKR BRUKER CORP Healthcare 6,729.0 $243K +3K +107.9% $36.12 +72.1%
4062 LIBERTY GLOBAL LTD 20,715.0 $243K NEW $11.73
4063 CALL VALVOLINE INC 7,200.0 $242K -63K -89.8% $33.68
4064 INTA INTAPP INC Technology 9,434.0 $242K +8K +648.1% $25.69 +2.3%
4065 CALL ANAVEX LIFE SCIENCES CORP 78,900.0 $242K -199K -71.7% $3.07
4066 CALL FIRST TR EXCHANGE-TRADED FD 2,600.0 $242K -12K -82.5% $93.16
4067 PUT BITWISE SOLANA STAKING ETF 21,900.0 $242K +21K +3028.6% $11.05
4068 GLUE MONTE ROSA THERAPEUTICS INC Healthcare 14,710.0 $242K -20K -58.1% $16.45 +40.0%
4069 TRVI TREVI THERAPEUTICS INC Healthcare 20,277.0 $242K -27K -57.0% $11.93 +44.0%
4070 CALL AUTOLIV INC 2,300.0 $242K -5K -68.1% $105.16
4071 CALL VISIONWAVE HOLDINGS INC 51,000.0 $242K +36K +246.9% $4.74
4072 RDW REDWIRE CORPORATION Industrials 28,427.0 $242K NEW $8.50 +9.2%
4073 CALL GOSSAMER BIO INC 735,300.0 $242K -855K -53.8% $0.33
4074 CALL QUINSTREET INC 20,100.0 $241K +20K +6600.0% $12.01
4075 PUT LIGHTBRIDGE CORP 22,600.0 $241K -4K -16.0% $10.66
4076 PUT HARMONY BIOSCIENCES HLDGS IN 8,600.0 $241K NEW $28.01
4077 PUT ALBERTSONS COS INC 14,100.0 $240K +400.0 +2.9% $17.04
4078 CALL KYVERNA THERAPEUTICS INC 27,800.0 $240K +18K +195.7% $8.63
4079 CALL TUTOR PERINI CORP 3,100.0 $239K -24K -88.4% $77.19
4080 SDY SPDR SERIES TRUST 1,639.0 $239K NEW $145.94 +5.5%
Page 204 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%