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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 149 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2961 FSM FORTUNA MNG CORP Basic Materials 65,482.0 $650K +55K +498.9% $9.93 -13.3%
2962 WDS WOODSIDE ENERGY GROUP LTD Energy 27,184.0 $649K +26K +3783.4% $23.88 -6.9%
2963 PUT SELLAS LIFE SCIENCES GROUP I 153,400.0 $649K NEW $4.23
2964 CALL EQUIFAX INC 3,600.0 $648K -6K -62.9% $180.07
2965 CALL IQVIA HLDGS INC 3,800.0 $648K +2K +137.5% $170.54
2966 PUT KEROS THERAPEUTICS INC 58,700.0 $648K +50K +559.5% $11.04
2967 DBI DESIGNER BRANDS INC Consumer Cyclical 113,815.0 $648K -135K -54.2% $5.69 +1.6%
2968 UTI UNIVERSAL TECHNICAL INST INC Consumer Defensive 17,937.0 $648K NEW $36.10 +3.4%
2969 WVE WAVE LIFE SCIENCES LTD Healthcare 89,263.0 $647K +68K +322.5% $7.25 -20.1%
2970 PUT BRUKER CORP 17,900.0 $647K -18K -49.4% $36.12
2971 CALL SIX FLAGS ENTERTAINMENT CORP 36,400.0 $646K NEW $17.75
2972 PUT SNDL INC 488,900.0 $645K -238K -32.8% $1.32
2973 CSIQ CANADIAN SOLAR INC Energy 46,543.0 $645K NEW $13.85 +11.2%
2974 SWK STANLEY BLACK & DECKER INC Industrials 9,068.0 $644K +740.0 +8.9% $71.06 +25.6%
2975 PUT DAVE INC 3,700.0 $644K +1K +42.3% $174.09
2976 CALL AMBARELLA INC 12,500.0 $643K -23K -64.5% $51.48
2977 BROOKFIELD ASSET MANAGMT LTD 14,463.0 $643K NEW $44.45
2978 PUT AXSOME THERAPEUTICS INC. 3,800.0 $642K -21K -84.6% $169.02
2979 PUT SKYWARD SPECIALTY INS GROUP 14,700.0 $642K NEW $43.68
2980 CALL WEIBO CORP 73,300.0 $641K -83K -53.0% $8.75
Page 149 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%