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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 96 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1901 IVZ INVESCO LTD Financial Services 10,300.0 $250K -45K -81.3% $24.29 +22.0%
1902 PUT FLOWSERVE CORP 3,400.0 $250K -2K -32.0% $73.51
1903 EUAD SPINNAKER ETF SERIES 6,073.0 $247K -4K -37.2% $40.74 +2.2%
1904 CTVA CORTEVA INC Basic Materials 2,955.0 $247K -562.0 -16.0% $83.71 +4.3%
1905 PUT MERITAGE HOMES CORP 4,000.0 $247K -800.0 -16.7% $61.84
1906 CALL NCINO INC 16,500.0 $247K -31K -65.2% $14.98
1907 CALL HALLADOR ENERGY COMPANY 15,100.0 $246K -400.0 -2.6% $16.28
1908 CALL UPWORK INC 22,200.0 $243K -37K -62.3% $10.96
1909 CALL VALVOLINE INC 7,200.0 $242K -63K -89.8% $33.68
1910 CALL ANAVEX LIFE SCIENCES CORP 78,900.0 $242K -199K -71.7% $3.07
1911 CALL FIRST TR EXCHANGE-TRADED FD 2,600.0 $242K -12K -82.5% $93.16
1912 GLUE MONTE ROSA THERAPEUTICS INC Healthcare 14,710.0 $242K -20K -58.1% $16.45 +49.3%
1913 TRVI TREVI THERAPEUTICS INC Healthcare 20,277.0 $242K -27K -57.0% $11.93 +59.8%
1914 CALL AUTOLIV INC 2,300.0 $242K -5K -68.1% $105.16
1915 CALL GOSSAMER BIO INC 735,300.0 $242K -855K -53.8% $0.33
1916 PUT LIGHTBRIDGE CORP 22,600.0 $241K -4K -16.0% $10.66
1917 CALL TUTOR PERINI CORP 3,100.0 $239K -24K -88.4% $77.19
1918 CALL TAL ED GROUP 21,000.0 $239K -3K -11.0% $11.37
1919 CALL AMBEV SA 81,700.0 $239K -24K -22.9% $2.92
1920 CALL AECOM 2,800.0 $237K -7K -72.5% $84.82
Page 96 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%