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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 17 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 CALL ARCHER DANIELS MIDLAND CO 237,200.0 $17.2M 0.01% -90K -27.5% $72.69
322 PUT APPLIED OPTOELECTRONICS INC 203,500.0 $17.2M 0.01% -312K -60.5% $84.59
323 PUT AMGEN INC 48,800.0 $17.2M 0.01% -8K -13.6% $351.85
324 CALL MARATHON PETE CORP 68,200.0 $16.7M 0.01% -11K -13.9% $244.18
325 PUT REGENERON PHARMACEUTICALS 21,500.0 $16.6M 0.01% -16K -42.2% $772.64
326 PUT T-MOBILE US INC 78,800.0 $16.6M 0.01% -13K -14.4% $210.03
327 PUT DIREXION SHARES ETF TRUST 310,500.0 $16.5M 0.01% -2K -0.7% $53.01
328 CALL SYNOPSYS INC 41,400.0 $16.4M 0.01% -30K -41.9% $396.48
329 CALL KLA CORP 11,000.0 $16.2M 0.01% -4K -27.6% $1472.41
330 PUT FUTU HLDGS LTD 118,300.0 $16.2M 0.01% -132K -52.8% $136.76
331 CALL TRANSOCEAN LTD 2,424,200.0 $16.1M 0.01% -166K -6.4% $6.63
332 PUT DOCUSIGN INC 338,000.0 $16.0M 0.01% -26K -7.2% $47.41
333 PUT ASTERA LABS INC 145,200.0 $15.9M 0.01% -154K -51.5% $109.60
334 CALL ZOOM COMMUNICATIONS INC 195,300.0 $15.7M 0.01% -169K -46.4% $80.39
335 CALL LOWES COS INC 66,100.0 $15.6M 0.01% -16K -19.0% $236.28
336 CALL CLEVELAND-CLIFFS INC NEW 1,843,400.0 $15.6M 0.01% -10K -0.5% $8.45
337 PUT THE TRADE DESK INC 685,000.0 $15.5M 0.01% -400K -36.8% $22.69
338 PUT EATON CORP PLC 43,300.0 $15.5M 0.01% -11K -20.4% $357.67
339 PUT KLA CORP 10,500.0 $15.5M 0.01% -16K -61.1% $1472.41
340 SOFI SOFI TECHNOLOGIES INC Financial Services 968,408.0 $15.4M 0.01% -838K -46.4% $15.88 -1.6%
Page 17 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%