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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 165 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3281 PUT FOLD HLDGS INC 6,500.0 $9K -100.0 -1.5% $1.32
3282 CALL GRAYSCALE CHAINLINK TR ETF 1,100.0 $9K -300.0 -21.4% $7.77
3283 CALL FIDELITY COMWLTH TR 100.0 $8K -1K -92.9% $84.91
3284 NRC NATIONAL RESH CORP Healthcare 498.0 $8K -1K -74.5% $16.98 +12.1%
3285 QLYS QUALYS INC Technology 96.0 $8K -393.0 -80.4% $87.84 +16.5%
3286 CALL DOUGLAS DYNAMICS INC 200.0 $8K -2K -90.5% $42.09
3287 PUT PEAKSTONE REALTY TRUST 400.0 $8K -6K -93.3% $20.89
3288 CALL GFL ENVIRONMENTAL INC 200.0 $8K -1K -86.7% $41.72
3289 OPK OPKO HEALTH INC Healthcare 7,320.0 $8K -87K -92.2% $1.14 +13.2%
3290 CALL NERDWALLET INC 800.0 $8K -4K -82.6% $10.38
3291 CALL STELLUS CAP INVT CORP 900.0 $8K -2K -69.0% $9.21
3292 WISE THEMES ETF TR 256.0 $8K -285.0 -52.7% $32.16 +28.6%
3293 PUT ARTERIS INC 500.0 $8K -15K -96.7% $16.44
3294 EWS ISHARES INC 290.0 $8K -311.0 -51.8% $28.22 +4.2%
3295 CALL VISTAGEN THERAPEUTICS INC 14,300.0 $8K -80K -84.8% $0.57
3296 SIFY TECHNOLOGIES LTD 638.0 $8K -4K -86.6% $12.79
3297 CALL WOLVERINE WORLD WIDE INC 500.0 $8K -400.0 -44.4% $16.32
3298 PUT WOLVERINE WORLD WIDE INC 500.0 $8K -800.0 -61.5% $16.32
3299 OVID OVID THERAPEUTICS INC Healthcare 3,674.0 $8K -28K -88.4% $2.22 +10.4%
3300 STKL SUNOPTA INC Consumer Defensive 1,256.0 $8K -1K -50.9% $6.48 +0.3%
Page 165 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%