Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542

13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited

Page 95 of 111 · 2,204 positions

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
1881	UNHW	ROUNDHILL ETF TRUST	—	95.0	$3K	—	NEW	—	$35.39	+39.3%
1882	BW	BABCOCK & WILCOX ENTERPRISES	Industrials	228.0	$3K	—	NEW	—	$14.69	+33.8%
1883	HIBL	DIREXION SHARES ETF TRUST	—	56.0	$3K	—	NEW	—	$59.75	+91.3%
1884	IDGT	ISHARES TR	—	34.0	$3K	—	NEW	—	$97.76	+29.6%
1885	— PUT	LINEAGE CELL THERAPEUTICS IN	—	2,100.0	$3K	—	NEW	—	$1.58	—
1886	— CALL	PRIORITY TECHNOLOGY HLDGS IN	—	700.0	$3K	—	NEW	—	$4.72	—
1887	—	MAXEON SOLAR TECHNOLOGIES LT	—	2,172.0	$3K	—	NEW	—	$1.51	—
1888	LOPE	GRAND CANYON ED INC	Consumer Defensive	19.0	$3K	—	NEW	—	$170.00	-9.0%
1889	HLMN	HILLMAN SOLUTIONS CORP	Industrials	387.0	$3K	—	NEW	—	$8.32	-10.4%
1890	FNB	F N B CORP	Financial Services	192.0	$3K	—	NEW	—	$16.72	+5.5%
1891	SATG	THEMES ETF TR	—	192.0	$3K	—	NEW	—	$16.72	+3.2%
1892	— PUT	BLACK DIAMOND THERAPEUTICS I	—	1,500.0	$3K	—	NEW	—	$2.13	—
1893	— PUT	JAMES RIV GROUP HOLDINGS INC	—	500.0	$3K	—	NEW	—	$6.30	—
1894	— PUT	VOX ROYALTY CORP	—	600.0	$3K	—	NEW	—	$5.24	—
1895	— PUT	WAFD INC	—	100.0	$3K	—	NEW	—	$31.40	—
1896	— PUT	FORWARD INDUSTRIES INC	—	700.0	$3K	—	NEW	—	$4.43	—
1897	— CALL	SHENANDOAH TELECOMMUNICATION	—	200.0	$3K	—	NEW	—	$15.42	—
1898	— PUT	SHENANDOAH TELECOMMUNICATION	—	200.0	$3K	—	NEW	—	$15.42	—
1899	FTXO	FIRST TR EXCHANGE TRADED FD	—	85.0	$3K	—	NEW	—	$36.16	+6.6%
1900	EPRT	ESSENTIAL PPTYS RLTY TR INC	Real Estate	101.0	$3K	—	NEW	—	$30.36	+3.5%

Page 95 of 111 · 2,204 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 33.1%

Financial Services 16.1%

Communication Services 11.7%

Consumer Cyclical 11.2%

Healthcare 10.2%

Energy 4.4%

Industrials 4.3%

Basic Materials 4.1%

Consumer Defensive 2.3%

Real Estate 1.3%