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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 92 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1821 LEMB ISHARES INC 110.0 $4K NEW $40.80 +2.8%
1822 CALL TILLYS INC 1,100.0 $4K NEW $4.05
1823 LIFEZONE METALS LIMITED 1,322.0 $4K NEW $3.36
1824 IEUR ISHARES TR 63.0 $4K NEW $70.27 +8.7%
1825 PUT FREQUENCY ELECTRS INC 100.0 $4K NEW $44.26
1826 HSDT SOLANA CO Healthcare 2,544.0 $4K NEW $1.73 +33.0%
1827 PUT EVERSPIN TECHNOLOGIES INC 500.0 $4K NEW $8.79
1828 WTRG ESSENTIAL UTILS INC Utilities 109.0 $4K NEW $40.27 -7.0%
1829 GEVG THEMES ETF TR 197.0 $4K NEW $22.26 +44.5%
1830 FPI FARMLAND PARTNERS INC Real Estate 389.0 $4K NEW $11.23 -7.0%
1831 BROOKFIELD BUSINESS CORP 138.0 $4K NEW $31.64
1832 CALL COMTECH TELECOMMUNICATIONS C 1,300.0 $4K NEW $3.32
1833 PUT ALGONQUIN POWER & UTILITIES 700.0 $4K NEW $6.14
1834 PUT CANARY XRP ETF 300.0 $4K NEW $14.30
1835 TGLS TECNOGLASS INC Basic Materials 96.0 $4K NEW $44.54 -5.6%
1836 CALL NEUROONE MED TECHNOLOGIES CO 5,500.0 $4K NEW $0.78
1837 CALL GOOSEHEAD INS INC 100.0 $4K NEW $42.66
1838 FSTA FIDELITY COVINGTON TRUST 81.0 $4K NEW $52.32 +0.8%
1839 PUT TORTOISE CAPITAL SERIES TRUS 100.0 $4K NEW $42.36
1840 LUCKY STRIKE ENTERTAINMENT C 506.0 $4K NEW $8.32
Page 92 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%