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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $177.4B AUM Filed Feb 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 8343 New
Page 411 of 418  ·  8,343 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8201 PUT NEUMORA THERAPEUTICS INC. 200.0 $358.0 NEW $1.79
8202 MIAMI INTL HLDGS INC 8.0 $355.0 NEW $44.38
8203 PUT NEW PAC METALS CORP 100.0 $351.0 NEW $3.51
8204 CALL SIEBERT FINL CORP 100.0 $351.0 NEW $3.51
8205 CALL BIOATLA INC 600.0 $340.0 NEW $0.57
8206 PUT BIOATLA INC 600.0 $340.0 NEW $0.57
8207 PUT ORGANIGRAM GLOBAL INC 200.0 $336.0 NEW $1.68
8208 FA FIRST ADVANTAGE CORP NEW Industrials 23.0 $334.0 NEW $14.52 +4.8%
8209 PUT DIANA SHIPPING INC 200.0 $332.0 NEW $1.66
8210 PUT APPLIED THERAPEUTICS INC 3,300.0 $330.0 NEW $0.10
8211 PUT CODEXIS INC 200.0 $326.0 NEW $1.63
8212 PUT FORGE GLOBAL HOLDINGS INC 1,300.0 $321.0 NEW $0.25
8213 CXAI CXAPP INC Technology 967.0 $321.0 NEW $0.33 -34.9%
8214 CALL MOGO INC 300.0 $321.0 NEW $1.07
8215 CALL FUTUREFUEL CORP 100.0 $319.0 NEW $3.19
8216 INN SUMMIT HOTEL PPTYS INC Real Estate 65.0 $316.0 NEW $4.86 +15.6%
8217 FLYW FLYWIRE CORPORATION Technology 22.0 $311.0 NEW $14.14 +15.5%
8218 PUT NINE ENERGY SERVICE INC 900.0 $311.0 NEW $0.35
8219 CALL AVADEL PHARMACEUTICALS PLC 200.0 $310.0 NEW $1.55
8220 CERT CERTARA INC Healthcare 35.0 $308.0 NEW $8.80 -41.1%
Page 411 of 418  ·  8,343 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.8%
Consumer Cyclical 12.2%
Financial Services 11.7%
Healthcare 10.9%
Industrials 9.8%
Communication Services 8.1%
Basic Materials 4.6%
Energy 3.2%
Utilities 2.8%
Consumer Defensive 2.0%