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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 35 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
681 PUT CUSTOMERS BANCORP INC 3,300.0 $229K NEW $69.41
682 CALL 1ST SOURCE CORP 3,300.0 $228K NEW $69.21
683 PUT POPULAR INC 1,700.0 $228K NEW $134.17
684 PLAB PHOTRONICS INC Technology 5,626.0 $227K NEW $40.41 -13.3%
685 GAIN GLADSTONE INVT CORP Financial Services 15,997.0 $227K NEW $14.20 +12.5%
686 BBVA BANCO BILBAO VIZCAYA ARGENTA Financial Services 10,467.0 $227K NEW $21.66 +6.7%
687 SPCE VIRGIN GALACTIC HOLDINGS INC Industrials 93,276.0 $227K NEW $2.43 +77.4%
688 QFIN QFIN HOLDINGS INC Financial Services 17,495.0 $226K NEW $12.91 +18.9%
689 COPP SPROTT FDS TR 6,303.0 $225K NEW $35.72 +18.9%
690 NAT NORDIC AMERICAN TANKERS LIMI Industrials 38,116.0 $223K NEW $5.86 -13.7%
691 WY WEYERHAEUSER CO Real Estate 9,128.0 $223K NEW $24.43 +0.9%
692 CALL CONTROLADORA VUELA COMP DE A 30,600.0 $222K NEW $7.24
693 CALL HELIX ENERGY SOLUTIONS GRP I 22,400.0 $222K NEW $9.89
694 CALL LCI INDS 1,800.0 $221K NEW $122.98
695 AON AON PLC Financial Services 684.0 $221K NEW $322.78 -1.4%
696 HPQ HP INC Technology 11,488.0 $221K NEW $19.21 +28.9%
697 MTSI MACOM TECH SOLUTIONS HLDGS I Technology 990.0 $220K NEW $222.07 +75.4%
698 CALL SIDUS SPACE INC 94,400.0 $219K NEW $2.32
699 KEYS KEYSIGHT TECHNOLOGIES INC Technology 775.0 $219K NEW $282.37 +20.3%
700 FUBO FUBOTV INC Communication Services 23,062.0 $218K NEW $9.46 +8.7%
Page 35 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%