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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $177.4B AUM Filed Feb 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 8343 New
Page 338 of 418  ·  8,343 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6741 HRZN HORIZON TECHNOLOGY FIN CORP Financial Services 2,260.0 $15K NEW $6.45 -28.4%
6742 ENTA ENANTA PHARMACEUTICALS INC Healthcare 922.0 $15K NEW $15.77 -23.7%
6743 XDTE ROUNDHILL ETF TRUST 365.0 $14K NEW $39.67 +1.3%
6744 PUT SYLVAMO CORP 300.0 $14K NEW $48.15
6745 CALL RYANAIR HOLDINGS PLC 200.0 $14K NEW $72.19
6746 CALL REGENXBIO INC 1,000.0 $14K NEW $14.40
6747 PUT CENTERRA GOLD INC 1,000.0 $14K NEW $14.37
6748 CXDO CREXENDO INC Communication Services 2,221.0 $14K NEW $6.47 +55.0%
6749 AURA AURA BIOSCIENCES INC Healthcare 2,634.0 $14K NEW $5.45 +26.6%
6750 NBR NABORS INDUSTRIES LTD Energy 264.0 $14K NEW $54.30 +73.8%
6751 PUT LIFEMD INC 4,200.0 $14K NEW $3.41
6752 CALL ADICET BIO INC 1,700.0 $14K NEW $8.42
6753 PUT EQUITABLE HLDGS INC 300.0 $14K NEW $47.65
6754 PUT BGC GROUP INC 1,600.0 $14K NEW $8.93
6755 PUT FIRST BUSEY CORP 600.0 $14K NEW $23.79
6756 CVU CPI AEROSTRUCTURES INC Industrials 3,604.0 $14K NEW $3.96 +28.8%
6757 CALL AMPLITECH GROUP INC 11,000.0 $14K NEW $1.30
6758 PUT ALTO NEUROSCIENCE INC 800.0 $14K NEW $17.80
6759 PRECISION BIOSCIENCES INC 3,413.0 $14K NEW $4.16
6760 PUT COTY INC 4,600.0 $14K NEW $3.08
Page 338 of 418  ·  8,343 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.8%
Consumer Cyclical 12.2%
Financial Services 11.7%
Healthcare 10.9%
Industrials 9.8%
Communication Services 8.1%
Basic Materials 4.6%
Energy 3.2%
Utilities 2.8%
Consumer Defensive 2.0%