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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $177.4B AUM Filed Feb 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 8343 New
Page 179 of 418  ·  8,343 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3561 PUT ZYMEWORKS INC 14,600.0 $384K NEW $26.33
3562 CW CURTISS WRIGHT CORP Industrials 697.0 $384K NEW $551.27 +35.6%
3563 CALL VUZIX CORP 101,600.0 $384K NEW $3.78
3564 CALL FORTRESS BIOTECH INC 104,800.0 $384K NEW $3.66
3565 CALL LINCOLN ELEC HLDGS INC 1,600.0 $383K NEW $239.64
3566 CALL PTC INC 2,200.0 $383K NEW $174.21
3567 PUT NEW GOLD INC CDA 44,000.0 $383K NEW $8.71
3568 LPTH LIGHTPATH TECHNOLOGIES INC Technology 35,472.0 $383K NEW $10.80 +57.2%
3569 CALL GREEN BRICK PARTNERS INC 6,100.0 $382K NEW $62.66
3570 CALL PEGASYSTEMS INC 6,400.0 $382K NEW $59.72
3571 CALL ALT5 SIGMA CORP 347,400.0 $382K NEW $1.10
3572 XYL XYLEM INC Industrials 2,805.0 $382K NEW $136.18 -19.8%
3573 MLTX MOONLAKE IMMUNOTHERAPEUTICS Healthcare 28,972.0 $382K NEW $13.18 +45.5%
3574 CALL ECOPETROL S A 38,100.0 $382K NEW $10.02
3575 CPB THE CAMPBELLS COMPANY Consumer Defensive 13,697.0 $382K NEW $27.87 -24.3%
3576 CALL LIGHTBRIDGE CORP 30,200.0 $382K NEW $12.64
3577 CALL NUVECTIS PHARMA INC 50,500.0 $381K NEW $7.55
3578 UPWK UPWORK INC Industrials 19,197.0 $380K NEW $19.82 -55.5%
3579 BTI BRITISH AMERN TOB PLC Consumer Defensive 6,717.0 $380K NEW $56.62 +9.1%
3580 PUT PTC THERAPEUTICS INC 5,000.0 $380K NEW $75.96
Page 179 of 418  ·  8,343 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.8%
Consumer Cyclical 12.2%
Financial Services 11.7%
Healthcare 10.9%
Industrials 9.8%
Communication Services 8.1%
Basic Materials 4.6%
Energy 3.2%
Utilities 2.8%
Consumer Defensive 2.0%