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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $177.4B AUM Filed Feb 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 8343 New
Page 101 of 418  ·  8,343 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2001 PUT CAPRICOR THERAPEUTICS INC 67,900.0 $2.0M 0.00% NEW $28.86
2002 CG CARLYLE GROUP INC Financial Services 33,129.0 $2.0M 0.00% NEW $59.11 -23.1%
2003 PUT STONECO LTD 132,400.0 $2.0M 0.00% NEW $14.79
2004 CALL AVALONBAY CMNTYS INC 10,800.0 $2.0M 0.00% NEW $181.31
2005 PUT ALLSTATE CORP 9,400.0 $2.0M 0.00% NEW $208.15
2006 PUT SWEETGREEN INC 289,000.0 $2.0M 0.00% NEW $6.76
2007 PUT RESMED INC 8,100.0 $2.0M 0.00% NEW $240.87
2008 PUT VALARIS LTD 38,700.0 $2.0M 0.00% NEW $50.40
2009 CDE COEUR MNG INC Basic Materials 109,228.0 $1.9M 0.00% NEW $17.83 +8.4%
2010 CALL ADVANCED ENERGY INDS 9,300.0 $1.9M 0.00% NEW $209.37
2011 FAST FASTENAL CO Industrials 48,450.0 $1.9M 0.00% NEW $40.13 +10.1%
2012 GH GUARDANT HEALTH INC Healthcare 18,994.0 $1.9M 0.00% NEW $102.14 +27.0%
2013 KLARNA GROUP PLC 67,051.0 $1.9M 0.00% NEW $28.91
2014 DT DYNATRACE INC Technology 44,681.0 $1.9M 0.00% NEW $43.34 -1.7%
2015 PUT PROSHARES TR 55,300.0 $1.9M 0.00% NEW $34.90
2016 CALL HUNTSMAN CORP 192,800.0 $1.9M 0.00% NEW $10.00
2017 CALL WARRIOR MET COAL INC 21,800.0 $1.9M 0.00% NEW $88.17
2018 CALL VISTA ENERGY S.A.B. DE C.V. 39,500.0 $1.9M 0.00% NEW $48.66
2019 KEY KEYCORP Financial Services 93,023.0 $1.9M 0.00% NEW $20.64 +3.3%
2020 NE NOBLE CORP PLC Energy 67,873.0 $1.9M 0.00% NEW $28.24 +64.6%
Page 101 of 418  ·  8,343 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.8%
Consumer Cyclical 12.2%
Financial Services 11.7%
Healthcare 10.9%
Industrials 9.8%
Communication Services 8.1%
Basic Materials 4.6%
Energy 3.2%
Utilities 2.8%
Consumer Defensive 2.0%