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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 91 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1801 CALL PIMCO ETF TR 1,600.0 $101K +1K +220.0% $63.20
1802 PLG PLATINUM GROUP METALS LTD Basic Materials 56,925.0 $101K +30K +110.1% $1.77 -0.3%
1803 LOAR LOAR HOLDINGS INC Industrials 1,758.0 $101K +775.0 +78.8% $57.29 +15.7%
1804 CALL AUTOLUS THERAPEUTICS LTD 72,900.0 $101K +58K +382.8% $1.38
1805 IXUS ISHARES TR 1,155.0 $100K +988.0 +591.6% $86.64 +11.8%
1806 AIRO AIRO GROUP HLDGS INC Industrials 13,098.0 $100K +12K +1562.2% $7.60 +19.7%
1807 PUT BROOKFIELD RENEWABLE CORP 2,500.0 $100K +200.0 +8.7% $39.83
1808 CALL RPM INTL INC 1,000.0 $99K +600.0 +150.0% $99.40
1809 ARKO ARKO CORP Consumer Cyclical 17,876.0 $99K +10K +123.7% $5.56 +41.6%
1810 CALL CENTRAL PAC FINL CORP 3,100.0 $99K +1K +72.2% $31.96
1811 PUT ARCUTIS BIOTHERAPEUTICS INC 4,200.0 $99K +200.0 +5.0% $23.56
1812 CALL NERDY INC 121,100.0 $99K +69K +132.0% $0.82
1813 PUT INSPIRE MED SYS INC 1,900.0 $98K +700.0 +58.3% $51.58
1814 CALL NATWEST GROUP PLC 6,500.0 $97K +2K +51.2% $14.90
1815 CALL NETGEAR INC 4,400.0 $96K +2K +69.2% $21.84
1816 PUT ZAI LAB LTD 5,100.0 $96K +600.0 +13.3% $18.81
1817 VBK VANGUARD INDEX FDS 317.0 $96K +228.0 +256.2% $302.25 +17.6%
1818 NOMD NOMAD FOODS LTD Consumer Defensive 9,936.0 $95K +1K +11.2% $9.61 +6.4%
1819 PUT CLEARFIELD INC 3,600.0 $95K +4K +3500.0% $26.47
1820 CALL TUYA INC 41,100.0 $95K +41K +10000.0% $2.31
Page 91 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%