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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 85 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1681 CALL ALGONQUIN POWER & UTILITIES 23,600.0 $145K +23K +10000.0% $6.14
1682 PUT CANDEL THERAPEUTICS INC 29,500.0 $145K +22K +298.6% $4.90
1683 INVZ INNOVIZ TECHNOLOGIES LTD Consumer Cyclical 228,130.0 $144K +93K +69.3% $0.63 +15.8%
1684 PUT CULLINAN THERAPEUTICS INC 10,100.0 $144K +4K +80.4% $14.21
1685 PUT ANNEXON INC 25,900.0 $143K +5K +23.9% $5.54
1686 PUT DESCARTES SYS GROUP INC 2,000.0 $143K +2K +900.0% $71.56
1687 BKU BANKUNITED INC Financial Services 3,152.0 $142K +3K +10000.0% $45.16 +3.1%
1688 PUT UPSTREAM BIO INC 15,800.0 $142K +11K +251.1% $9.00
1689 PUT FIRST TR EXCHANGE-TRADED FD 1,500.0 $141K +900.0 +150.0% $93.80
1690 PUT TEXTRON INC 1,600.0 $140K +1K +433.3% $87.56
1691 PUT CBIZ INC 5,200.0 $140K +2K +48.6% $26.85
1692 PUT LAMAR ADVERTISING CO 1,100.0 $139K +300.0 +37.5% $126.66
1693 PUT SINCLAIR INC 10,700.0 $138K +9K +494.4% $12.94
1694 CALL RYMAN HOSPITALITY PPTYS INC 1,500.0 $138K +1K +400.0% $92.27
1695 PUT KINGSWAY FINL SVCS INC 13,200.0 $138K +12K +842.9% $10.43
1696 CALL BICYCLE THERAPEUTICS PLC 29,600.0 $137K +29K +3600.0% $4.64
1697 CMPX COMPASS THERAPEUTICS INC Healthcare 25,851.0 $137K +17K +190.1% $5.29 -54.4%
1698 AP AMPCO-PITTSBURG CORP Industrials 20,162.0 $135K +13K +166.2% $6.72 +68.3%
1699 CALL GLOBAL PARTNERS LP 3,200.0 $135K +100.0 +3.2% $42.10
1700 CALL NNN REIT INC 3,200.0 $134K +3K +700.0% $42.03
Page 85 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%