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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 66 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1301 ICOP ISHARES TR 7,574.0 $360K +4K +98.1% $47.58 +15.6%
1302 CALL SOLVENTUM CORP 5,500.0 $359K +3K +150.0% $65.30
1303 PUT ARDELYX INC 59,900.0 $359K +40K +195.1% $5.99
1304 CALL ROBERT HALF INC. 14,100.0 $358K +13K +1075.0% $25.40
1305 CALL READY CAPITAL CORP 220,500.0 $357K +35K +19.1% $1.62
1306 VYX NCR VOYIX CORPORATION Technology 56,082.0 $355K +51K +1081.7% $6.33 +13.6%
1307 OSUR ORASURE TECHNOLOGIES INC Healthcare 118,051.0 $354K +116K +4833.2% $3.00 +43.3%
1308 PUT BRANDYWINE RLTY TR 130,100.0 $353K +5K +4.3% $2.71
1309 CALL ABSCI CORPORATION 117,000.0 $351K +4K +3.5% $3.00
1310 WEBULL CORP 72,649.0 $349K +28K +63.3% $4.80
1311 CALL AEMETIS INC 109,300.0 $349K +1K +1.1% $3.19
1312 CUK CARNIVAL PLC Consumer Cyclical 13,489.0 $348K +13K +1875.0% $25.77 +6.6%
1313 CALL AGCO CORP 3,000.0 $348K +300.0 +11.1% $115.87
1314 WEAT TEUCRIUM COMMODITY TR Financial Services 14,743.0 $347K +15K +8182.6% $23.57 -0.8%
1315 PUT NATIONAL GRID PLC 4,100.0 $347K +1K +46.4% $84.60
1316 CALL WOODSIDE ENERGY GROUP LTD 14,500.0 $346K +11K +271.8% $23.88
1317 PNC PNC FINL SVCS GROUP INC Financial Services 1,663.0 $346K +939.0 +129.7% $208.09 +6.3%
1318 PUT COCA COLA CONS INC 1,800.0 $345K +600.0 +50.0% $191.74
1319 PUT CHARLES RIV LABS INTL INC 2,000.0 $345K +2K +300.0% $172.50
1320 CALL ETFIS SER TR I 16,500.0 $344K +11K +184.5% $20.88
Page 66 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%