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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 57 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1121 CALL GROCERY OUTLET HLDG CORP 83,900.0 $591K +81K +2442.4% $7.05
1122 OPFI OPPFI INC Technology 76,709.0 $591K +45K +145.4% $7.71 +10.1%
1123 GLBE GLOBAL E ONLINE LTD Consumer Cyclical 19,117.0 $590K +1K +6.9% $30.85 -0.7%
1124 CALL JACOBS SOLUTIONS INC 4,600.0 $585K +3K +155.6% $127.28
1125 PUT INVESCO LTD 24,100.0 $585K +200.0 +0.8% $24.29
1126 PUT PROPETRO HLDG CORP 40,600.0 $585K +21K +111.5% $14.41
1127 PUT BAOZUN INC 244,500.0 $584K +157K +180.4% $2.39
1128 TMC TMC THE METALS COMPANY INC Basic Materials 125,091.0 $584K +82K +191.7% $4.67 +29.6%
1129 ALLY ALLY FINL INC Financial Services 14,890.0 $584K +14K +3208.9% $39.23 +9.1%
1130 CALL HF SINCLAIR CORP 9,300.0 $580K +4K +63.2% $62.39
1131 PUT UPBOUND GROUP INC 31,900.0 $576K +25K +349.3% $18.05
1132 WAB WABTEC Industrials 2,273.0 $568K +693.0 +43.9% $249.91 +4.5%
1133 CALL PAMPA ENERGIA SA 6,400.0 $566K +6K +1500.0% $88.50
1134 CALL NLIGHT INC 9,900.0 $564K +9K +890.0% $57.02
1135 CALL VENTAS INC 6,900.0 $564K +6K +527.3% $81.78
1136 PUT BORR DRILLING LTD 97,600.0 $563K +42K +76.8% $5.77
1137 PTLO PORTILLOS INC Consumer Cyclical 106,348.0 $563K +15K +15.8% $5.29 -18.9%
1138 CALL ECOVYST INC 43,700.0 $562K +35K +396.6% $12.86
1139 PUT SALLY BEAUTY HLDGS INC 40,500.0 $561K +24K +141.1% $13.85
1140 CALL VALLEY NATL BANCORP 45,600.0 $560K +24K +111.1% $12.28
Page 57 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%