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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 109 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2161 ZLAB ZAI LAB LTD Healthcare 1,735.0 $33K +2K +902.9% $18.81 -1.1%
2162 PUT DREAM FINDERS HOMES INC 2,300.0 $32K +700.0 +43.8% $13.92
2163 CALL COYA THERAPEUTICS INC 8,100.0 $32K +8K +8000.0% $3.94
2164 VLUE ISHARES TR 224.0 $32K +124.0 +124.0% $142.19 +36.8%
2165 PUT CAMBRIA ETF TR 3,000.0 $32K +500.0 +20.0% $10.61
2166 CALL CALEDONIA MNG CORP 1,400.0 $32K +1K +600.0% $22.59
2167 DFH DREAM FINDERS HOMES INC Consumer Cyclical 2,262.0 $31K +684.0 +43.4% $13.92 +6.8%
2168 KCCA KRANESHARES TRUST 2,114.0 $31K +1K +133.6% $14.82 +6.6%
2169 MBIN MERCHANTS BANCORP IND Financial Services 730.0 $31K +388.0 +113.5% $42.91 +9.0%
2170 CALL ADC THERAPEUTICS SA 8,300.0 $31K +8K +1283.3% $3.75
2171 PRPL PURPLE INNOVATION INC Consumer Cyclical 46,805.0 $31K +35K +287.2% $0.66 -35.5%
2172 PUT INOVIO PHARMACEUTICALS INC 17,600.0 $31K +12K +245.1% $1.74
2173 CALL RISKIFIED LTD 7,800.0 $31K +3K +73.3% $3.92
2174 AIOT POWERFLEET INC Technology 9,919.0 $31K +8K +576.1% $3.08 +15.6%
2175 CALL GEOSPACE TECHNOLOGIES CORP 2,500.0 $30K +1K +78.6% $12.20
2176 PUT OPTIMIZERX CORP 4,800.0 $30K +4K +433.3% $6.28
2177 PUT FUTUREFUEL CORP 7,800.0 $30K +7K +1460.0% $3.85
2178 PUT DOMO INC 9,800.0 $30K +8K +653.9% $3.06
2179 CALL INDEPENDENT BK CORP MICH 900.0 $30K +800.0 +800.0% $33.30
2180 PUT ITURAN LOCATION AND CONTROL 600.0 $29K +400.0 +200.0% $49.01
Page 109 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%