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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 101 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2001 AURA AURA BIOSCIENCES INC Healthcare 8,430.0 $56K +6K +220.1% $6.69 +15.1%
2002 PUT ASTRANA HEALTH INC 2,300.0 $56K +2K +283.3% $24.52
2003 ARQ INC 21,981.0 $56K +20K +851.1% $2.56
2004 CALL TFS FINL CORP 4,000.0 $56K +3K +344.4% $14.05
2005 ADC AGREE RLTY CORP Real Estate 745.0 $56K +400.0 +115.9% $75.38 +0.0%
2006 CMCO COLUMBUS MCKINNON CORP N Y Industrials 3,838.0 $56K +182.0 +5.0% $14.53 +11.4%
2007 PUT PROFOUND MED CORP 8,600.0 $56K +8K +8500.0% $6.48
2008 CALL SURO CAPITAL CORP 5,200.0 $56K +3K +108.0% $10.71
2009 TIDAL TRUST II 2,067.0 $56K +1K +183.5% $26.93
2010 CALL FIDELITY NATL FINL INC 1,200.0 $56K +100.0 +9.1% $46.38
2011 CALL EVERSPIN TECHNOLOGIES INC 6,300.0 $55K +5K +384.6% $8.79
2012 PUT GLOBAL SELF STORAGE INC 10,800.0 $55K +11K +10000.0% $5.11
2013 PUT MISSION PRODUCE INC 4,000.0 $55K +2K +110.5% $13.76
2014 LXP INDUSTRIAL TRUST 1,189.0 $55K +253.0 +27.0% $46.26
2015 PUT TACTILE SYS TECHNOLOGY INC 2,100.0 $55K +1K +200.0% $26.13
2016 PUT NOMAD FOODS LTD 5,700.0 $55K +400.0 +7.5% $9.61
2017 MDXG MIMEDX GROUP INC Healthcare 13,856.0 $55K +9K +177.9% $3.95 -8.7%
2018 PUT PLAYBOY INC 36,000.0 $55K +31K +579.2% $1.52
2019 PUT SITE CTRS CORP 10,100.0 $55K +10K +10000.0% $5.40
2020 PUT COMPASS THERAPEUTICS INC 10,300.0 $54K +10K +1960.0% $5.29
Page 101 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%