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Portfolio (Quarterly) Guide ↗

D.E. Shaw & Co

· CIK 0001009207
13F Portfolio $166.3B AUM 5,804 positions Filed May 15, 2026 ← All Funds
Q1 2026 Q4 2025 · All 711 New 1370 Added 1926 Reduced 799 Exited
Page 9 of 97  ·  1,926 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 BNS CALL BANK NOVA SCOTIA B C Financial Services 1,500,600.0 $104.0M 0.06% -400K -21.1% $69.33 +11.2%
162 HPE HEWLETT PACKARD ENTERPRISE C Technology 4,366,582.0 $104.0M 0.06% -9.2M -67.9% $23.81 +43.3%
163 MIDD MIDDLEBY CORP Industrials 781,276.0 $103.6M 0.06% -210K -21.2% $132.58 +10.9%
164 FSLR PUT FIRST SOLAR INC Energy 525,000.0 $103.6M 0.06% -305K -36.8% $197.26 +17.4%
165 SBUX PUT STARBUCKS CORP Consumer Cyclical 1,152,800.0 $103.3M 0.06% -636K -35.6% $89.59 +18.8%
166 SU PUT SUNCOR ENERGY INC NEW Energy 1,555,000.0 $102.8M 0.06% -190K -10.9% $66.12 +1.0%
167 DE DEERE & CO Industrials 180,665.0 $101.8M 0.06% -5K -2.5% $563.30 +2.0%
168 C PUT CITIGROUP INC Financial Services 887,800.0 $100.7M 0.06% -822K -48.1% $113.41 +8.8%
169 SOFI CALL SOFI TECHNOLOGIES INC Financial Services 6,305,000.0 $100.1M 0.06% -1.8M -22.1% $15.88 +0.9%
170 RVMD REVOLUTION MEDICINES INC Healthcare 1,022,298.0 $99.4M 0.06% -591K -36.6% $97.25 +53.7%
171 UBER CALL UBER TECHNOLOGIES INC Technology 1,382,000.0 $99.4M 0.06% -330K -19.3% $71.93 +3.8%
172 ARM PUT ARM HOLDINGS PLC Technology 656,000.0 $99.2M 0.06% -563K -46.2% $151.28 +38.3%
173 RUN SUNRUN INC Energy 7,261,297.0 $98.5M 0.06% -2.6M -26.7% $13.56 +8.1%
174 NTRA NATERA INC Healthcare 491,336.0 $98.3M 0.06% -62K -11.2% $199.99 -1.5%
175 MO CALL ALTRIA GROUP INC Consumer Defensive 1,468,100.0 $96.9M 0.06% -101K -6.4% $65.99 +9.7%
176 CPNG COUPANG INC Consumer Cyclical 5,122,598.0 $96.7M 0.06% -4.2M -44.8% $18.88 -12.1%
177 CVX CALL CHEVRON CORPORATION Energy 466,900.0 $96.6M 0.06% -711K -60.4% $206.90 -9.8%
178 PDD CALL PDD HOLDINGS INC Consumer Cyclical 944,000.0 $96.5M 0.06% -1.3M -57.2% $102.18 -6.5%
179 CRWD CALL CROWDSTRIKE HLDGS INC Technology 245,500.0 $95.8M 0.06% -206K -45.6% $390.41 +48.5%
180 ASTS CALL AST SPACEMOBILE INC Technology 1,148,500.0 $95.2M 0.06% -2.0M -63.1% $82.87 +1.0%
Page 9 of 97  ·  1,926 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Consumer Cyclical 12.8%
Healthcare 12.4%
Financial Services 12.1%
Industrials 11.1%
Communication Services 7.1%
Basic Materials 4.9%
Energy 4.9%
Consumer Defensive 4.8%
Real Estate 2.1%