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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 31 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 ON ON SEMICONDUCTOR CORP Technology 121.0 $7K 0.00% $54.15 +70.9%
602 SOUN SOUNDHOUND AI INC CLASS A Technology 655.0 $7K 0.00% $9.97 -34.7%
603 BTI BRITISH AMERN TOB PLC Consumer Defensive 114.0 $6K 0.00% $56.62 +4.3%
604 DOC HEALTHPEAK PROPERTIES INC Real Estate 400.0 $6K 0.00% $16.08 +35.5%
605 IUSG ISHARES TR 38.0 $6K 0.00% $167.95 +12.6%
606 VLO VALERO ENERGY CORP Energy 39.0 $6K 0.00% $162.79 +78.9%
607 RGLD ROYAL GOLD INC Basic Materials 29.0 $6K 0.00% $218.90 -11.3%
608 ZTS ZOETIS INC Healthcare 50.0 $6K 0.00% $125.82 -40.6%
609 KHC KRAFT HEINZ CO Consumer Defensive 258.0 $6K 0.00% $24.23 +4.1%
610 TEL TE CONNECTIVITY PLC ORD Technology 27.0 $6K 0.00% $227.52 -12.0%
611 ENSG ENSIGN GROUP INC Healthcare 35.0 $6K 0.00% $174.20 -2.9%
612 FDX FEDEX CORP Industrials 21.0 $6K 0.00% $288.86 +8.9%
613 MPT MEDICAL PPTYS TRUST INC Financial Services 1,213.0 $6K 0.00% +18.0 +1.5% $5.00 -4.7%
614 VSS VANGUARD INTL EQUITY INDEX F 42.0 $6K 0.00% +2.0 +5.0% $143.33 +7.6%
615 OMC OMNICOM GROUP INC Communication Services 74.0 $6K 0.00% $80.76 +0.2%
616 PRLD PRELUDE THERAPEUTICS INC Healthcare 2,000.0 $6K 0.00% NEW $2.90 +56.2%
617 RKLB ROCKET LAB CORP Industrials 83.0 $6K 0.00% $69.76 +10.4%
618 ATI ATI INC Industrials 50.0 $6K 0.00% $114.76 +66.8%
619 FOLD AMICUS THERAPEUTICS INC Healthcare 400.0 $6K 0.00% $14.24 +1.8%
620 BP BP PLC Energy 161.0 $6K 0.00% $34.73 +18.8%
Page 31 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%