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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 67 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1321 HTGC HERCULES CAPITAL INC Financial Services 10,722.0 $202K 0.00% +2K +24.1% $18.82 -18.2%
1322 VCR VANGUARD WORLD FD 512.0 $202K 0.00% +11.0 +2.2% $393.98 -3.6%
1323 OIH VANECK ETF TRUST 708.0 $202K 0.00% -48.0 -6.3% $284.89 +58.3%
1324 COIN COINBASE GLOBAL INC Financial Services 887.0 $201K 0.00% $226.14 -16.2%
1325 ETHA ISHARES ETHEREUM TR Financial Services 8,927.0 $200K 0.00% NEW $22.43 -29.0%
1326 MFG MIZUHO FINANCIAL GROUP INC Financial Services 26,006.0 $190K 0.00% +12K +87.5% $7.32 +14.6%
1327 AM ANTERO MIDSTREAM CORP Energy 10,531.0 $187K 0.00% +6K +146.3% $17.79 +25.7%
1328 CDE COEUR MNG INC Basic Materials 10,133.0 $181K 0.00% +2K +25.0% $17.83 -6.0%
1329 HYT BLACKROCK CORPOR HI YLD FD I Financial Services 19,955.0 $178K 0.00% +2K +12.7% $8.90 -5.6%
1330 FPI FARMLAND PARTNERS INC Real Estate 15,792.0 $153K 0.00% +2K +12.9% $9.69 +7.2%
1331 NVDY TIDAL TRUST II 10,232.0 $149K 0.00% +819.0 +8.7% $14.61 -3.4%
1332 FOF COHEN &STEERS CLOSED-END OP Financial Services 11,080.0 $146K 0.00% +787.0 +7.7% $13.20 +2.1%
1333 FRSH FRESHWORKS INC Technology 11,867.0 $145K 0.00% +8K +174.8% $12.25 -26.1%
1334 AMZY TIDAL TRUST II 10,621.0 $141K 0.00% +833.0 +8.5% $13.28 -10.1%
1335 WU WESTERN UN CO Financial Services 15,002.0 $140K 0.00% +3K +25.9% $9.31 -9.1%
1336 GNL GLOBAL NET LEASE INC Real Estate 15,131.0 $130K 0.00% +117.0 +0.8% $8.60 +8.5%
1337 ETJ EATON VANCE RISK-MANAGED DIV Financial Services 13,474.0 $119K 0.00% -4K -21.5% $8.82 -6.1%
1338 BHC BAUSCH HEALTH COS INC Healthcare 17,030.0 $118K 0.00% $6.95 -23.5%
1339 TAIL CAMBRIA ETF TR 10,099.0 $116K 0.00% +7K +202.4% $11.49 -6.9%
1340 PK PARK HOTELS &RESORTS INC Real Estate 10,684.0 $112K 0.00% +927.0 +9.5% $10.46 +6.0%
Page 67 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%