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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 44 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
861 HTGC HERCULES CAPITAL INC Financial Services 10,722.0 $202K 0.00% +2K +24.1% $18.82 -17.5%
862 VCR VANGUARD WORLD FD 512.0 $202K 0.00% +11.0 +2.2% $393.98 -2.4%
863 MFG MIZUHO FINANCIAL GROUP INC Financial Services 26,006.0 $190K 0.00% +12K +87.5% $7.32 +18.7%
864 AM ANTERO MIDSTREAM CORP Energy 10,531.0 $187K 0.00% +6K +146.3% $17.79 +25.2%
865 CDE COEUR MNG INC Basic Materials 10,133.0 $181K 0.00% +2K +25.0% $17.83 -1.9%
866 HYT BLACKROCK CORPOR HI YLD FD I Financial Services 19,955.0 $178K 0.00% +2K +12.7% $8.90 -4.8%
867 FPI FARMLAND PARTNERS INC Real Estate 15,792.0 $153K 0.00% +2K +12.9% $9.69 +4.9%
868 NVDY TIDAL TRUST II 10,232.0 $149K 0.00% +819.0 +8.7% $14.61 -2.8%
869 FOF COHEN &STEERS CLOSED-END OP Financial Services 11,080.0 $146K 0.00% +787.0 +7.7% $13.20 +3.7%
870 FRSH FRESHWORKS INC Technology 11,867.0 $145K 0.00% +8K +174.8% $12.25 -26.9%
871 AMZY TIDAL TRUST II 10,621.0 $141K 0.00% +833.0 +8.5% $13.28 -8.4%
872 WU WESTERN UN CO Financial Services 15,002.0 $140K 0.00% +3K +25.9% $9.31 -10.4%
873 GNL GLOBAL NET LEASE INC Real Estate 15,131.0 $130K 0.00% +117.0 +0.8% $8.60 +7.3%
874 TAIL CAMBRIA ETF TR 10,099.0 $116K 0.00% +7K +202.4% $11.49 -6.8%
875 PK PARK HOTELS &RESORTS INC Real Estate 10,684.0 $112K 0.00% +927.0 +9.5% $10.46 +2.9%
876 NOK NOKIA CORP Technology 10,174.0 $66K 0.00% +3K +32.9% $6.47 +115.6%
877 ABEV AMBEV SA Consumer Defensive 19,593.0 $48K 0.00% +6K +46.4% $2.47 +27.1%
Page 44 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%