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Portfolio (Quarterly) Guide ↗

Ballast Financial Advisors LLC

· CIK 0002109821
13F Portfolio $98M AUM 68 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2 New 31 Added 20 Reduced 4 Exited
Page 2 of 2  ·  31 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 VT VANGUARD INTL EQUITY INDEX F 3,617.0 $500K 0.51% +798.0 +28.3% $138.33 +13.6%
22 SOXX ISHARES TR 1,481.0 $487K 0.50% +14.0 +0.9% $328.74 +70.6%
23 QQQ INVESCO QQQ TR Financial Services 823.0 $475K 0.49% +24.0 +3.0% $577.00 +26.2%
24 GOOGL ALPHABET INC Communication Services 1,613.0 $464K 0.48% +78.0 +5.1% $287.62 +36.1%
25 DGRO ISHARES TR 6,464.0 $454K 0.47% +658.0 +11.3% $70.18 +6.3%
26 AAPL APPLE INC Technology 1,428.0 $363K 0.37% +37.0 +2.7% $253.85 +22.6%
27 VO VANGUARD INDEX FDS 976.0 $280K 0.29% +79.0 +8.8% $287.05 -72.7%
28 XLU SELECT SECTOR SPDR TR 5,853.0 $269K 0.28% +575.0 +10.9% $45.89 -1.6%
29 SCHD SCHWAB STRATEGIC TR 8,391.0 $257K 0.26% +232.0 +2.8% $30.68 +6.4%
30 JPM JPMORGAN CHASE & CO Financial Services 874.0 $257K 0.26% +34.0 +4.0% $294.06 +1.3%
31 MSFT MICROSOFT CORP Technology 641.0 $237K 0.24% +14.0 +2.2% $370.17 +11.5%
Page 2 of 2  ·  31 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 49.7%
Technology 18.4%
Communication Services 9.6%
Consumer Cyclical 6.7%
Healthcare 5.7%
Basic Materials 5.4%
Utilities 4.5%