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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $229M AUM 168 positions Filed Jul 27, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 38 New 41 Added 42 Reduced 30 Exited
Page 8 of 9  ·  166 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 SOUN SOUNDHOUND AI INC Technology 629.0 $4K 0.00% $6.47 +8.0%
142 DHS WISDOMTREE TR 32.0 $4K 0.00% $113.69 +4.5%
143 SBET SHARPLINK INC Financial Services 675.0 $3K 0.00% +225.0 +50.0% $4.80 +31.0%
144 UHS UNIVERSAL HLTH SVCS INC Healthcare 21.0 $3K 0.00% $148.67 +16.4%
145 HONEYWELL AEROSPACE INC 14.0 $3K 0.00% NEW $221.07
146 CMCSA COMCAST CORP NEW Communication Services 115.0 $3K 0.00% $24.55 +6.7%
147 BMNR BITMINE IMMERSION TECHS INC Financial Services 205.0 $3K 0.00% +125.0 +156.2% $13.31 +37.3%
148 TTD THE TRADE DESK INC Technology 136.0 $2K 0.00% $18.08 -25.8%
149 PYPL PAYPAL HLDGS INC Financial Services 55.0 $2K 0.00% -74.0 -57.4% $43.18 +39.9%
150 LQD ISHARES TR 17.0 $2K 0.00% $109.06 -3.0%
151 DIA STATE STR SPDR DOW JONES IND Financial Services 3.0 $2K 0.00% $522.33 +2.0%
152 AMLX AMYLYX PHARMACEUTICALS INC Healthcare 87.0 $2K 0.00% $17.97 +95.4%
153 SWAG STRAN & COMPANY INC Communication Services 500.0 $1K $2.23 -15.7%
154 TLT ISHARES TR 12.0 $1K $86.42 -5.5%
155 COIN COINBASE GLOBAL INC Financial Services 7.0 $1K NEW $146.14 +0.1%
156 OUSTER INC 16.0 $1K NEW $62.50
157 CARR CARRIER GLOBAL CORPORATION Industrials 13.0 $954.0 $73.38 -16.3%
158 RXRX RECURSION PHARMACEUTICALS IN Healthcare 250.0 $918.0 NEW $3.67 -15.8%
159 SHY ISHARES TR 8.0 $657.0 $82.12 -0.1%
160 NKE NIKE INC Consumer Cyclical 10.0 $411.0 $41.10 -2.5%
Page 8 of 9  ·  166 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.2%
Financial Services 15.0%
Consumer Cyclical 13.3%
Healthcare 11.6%
Energy 9.1%
Industrials 7.6%
Consumer Defensive 6.6%
Utilities 4.9%
Communication Services 3.7%
Basic Materials 3.1%