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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $167M AUM 159 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 5 New 37 Added 31 Reduced 9 Exited
Page 8 of 8  ·  158 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 KMB KIMBERLY-CLARK CORP Consumer Defensive 12.0 $1K 0.00% -248.0 -95.4% $100.92 -2.1%
142 AMLX AMYLYX PHARMACEUTICALS INC Healthcare 87.0 $1K 0.00% $12.08 +13.2%
143 TLT ISHARES TR 12.0 $1K 0.00% $87.17 -2.4%
144 STLA STELLANTIS N.V Consumer Cyclical 80.0 $871.0 0.00% -220.0 -73.3% $10.89 -28.3%
145 SWAG STRAN & COMPANY INC Communication Services 500.0 $830.0 $1.66 +24.1%
146 UBER UBER TECHNOLOGIES INC Technology 10.0 $817.0 -4.0 -28.6% $81.70 -14.2%
147 CARR CARRIER GLOBAL CORPORATION Industrials 13.0 $687.0 $52.85 +22.8%
148 SHY ISHARES TR 8.0 $663.0 $82.88 -0.8%
149 CHRD CHORD ENERGY CORPORATION Energy 7.0 $649.0 $92.71 +48.7%
150 NKE NIKE INC Consumer Cyclical 10.0 $637.0 -54.0 -84.4% $63.70 -29.5%
151 MARA MARA HOLDINGS INC Financial Services 65.0 $584.0 NEW $8.98 +58.9%
152 UPXI UPEXI INC Communication Services 250.0 $420.0 +100.0 +66.7% $1.68 -22.6%
153 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 7.0 $340.0 NEW $48.57 +74.3%
154 DXC DXC TECHNOLOGY CO Technology 16.0 $234.0 $14.62 -36.8%
155 MRNA MODERNA INC Healthcare 6.0 $177.0 $29.50 +59.4%
156 BIOHAVEN LTD 12.0 $135.0 $11.25
157 VFC V F CORP Consumer Cyclical 2.0 $41.0 $20.50 -18.5%
158 AURORA CANNABIS INC 3.0 $13.0 $4.33
Page 8 of 8  ·  158 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.4%
Financial Services 14.9%
Industrials 13.1%
Energy 11.2%
Healthcare 11.1%
Consumer Cyclical 10.9%
Consumer Defensive 6.5%
Basic Materials 3.5%
Utilities 3.5%
Communication Services 2.9%