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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $155M AUM 162 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 12 New 34 Added 35 Reduced
Page 8 of 9  ·  162 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 GIS GENERAL MLS INC Consumer Defensive 25.0 $1K 0.00% NEW $50.44 -33.2%
142 GOOG ALPHABET INC Communication Services 5.0 $1K 0.00% -3.0 -37.5% $243.60 +55.7%
143 QQQ INVESCO QQQ TR Financial Services 2.0 $1K 0.00% $600.50 +19.5%
144 AMLX AMYLYX PHARMACEUTICALS INC Healthcare 87.0 $1K 0.00% $13.59 -0.0%
145 TLT ISHARES TR 12.0 $1K 0.00% $89.33 -5.2%
146 LUNR INTUITIVE MACHINES INC Industrials 100.0 $1K 0.00% +50.0 +100.0% $10.52 +263.7%
147 BMNR BITMINE IMMERSION TECNOLOGIE Financial Services 20.0 $1K 0.00% NEW $51.95 -63.7%
148 BNS BANK NOVA SCOTIA HALIFAX Financial Services 15.0 $970.0 0.00% NEW $64.67 +23.4%
149 WPP WPP PLC NEW Communication Services 35.0 $877.0 0.00% NEW $25.06 -25.1%
150 UPXI UPEXI INC Communication Services 150.0 $866.0 0.00% NEW $5.77 -76.8%
151 SWAG STRAN & COMPANY INC Communication Services 500.0 $830.0 0.00% -300.0 -37.5% $1.66 +18.1%
152 CARR CARRIER GLOBAL CORPORATION Industrials 13.0 $776.0 $59.69 +5.8%
153 LULU LULULEMON ATHLETICA INC Consumer Cyclical 4.0 $712.0 $178.00 -28.6%
154 CHRD CHORD ENERGY CORPORATION Energy 7.0 $696.0 -8.0 -53.3% $99.43 +44.8%
155 SHY ISHARES TR 8.0 $664.0 $83.00 -1.1%
156 TARS TARSUS PHARMACEUTICALS INC Healthcare 10.0 $594.0 -10.0 -50.0% $59.40 +4.8%
157 WU WESTERN UN CO Financial Services 50.0 $400.0 NEW $8.00 +4.6%
158 DXC DXC TECHNOLOGY CO Technology 16.0 $218.0 $13.62 -30.3%
159 BIOHAVEN LTD 12.0 $180.0 $15.00
160 MRNA MODERNA INC Healthcare 6.0 $155.0 $25.83 +81.5%
Page 8 of 9  ·  162 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.6%
Industrials 12.8%
Financial Services 12.6%
Energy 12.1%
Healthcare 10.9%
Consumer Cyclical 10.0%
Consumer Defensive 6.6%
Utilities 3.7%
Communication Services 3.0%
Basic Materials 2.7%