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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $167M AUM 159 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 5 New 37 Added 31 Reduced 9 Exited
Page 7 of 8  ·  158 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 ELV ELEVANCE HEALTH INC FORMERLY Healthcare 13.0 $5K 0.00% $350.54 +10.6%
122 UNH UNITEDHEALTH GROUP INC Healthcare 13.0 $4K 0.00% $330.08 +14.2%
123 HPQ HP INC Technology 191.0 $4K 0.00% $22.28 +9.7%
124 SBET SHARPLINK GAMING INC Financial Services 450.0 $4K 0.00% +117.0 +35.1% $8.94 -30.9%
125 BP BP PLC Energy 113.0 $4K 0.00% +1.0 +0.9% $34.80 +22.6%
126 VIG VANGUARD SPECIALIZED FUNDS 17.0 $4K 0.00% $219.76 +6.1%
127 CMCSA COMCAST CORP NEW Communication Services 115.0 $3K 0.00% $29.89 -15.8%
128 DHS WISDOMTREE TR 32.0 $3K 0.00% $101.81 +10.8%
129 CVS CVS HEALTH CORP Healthcare 41.0 $3K 0.00% $79.37 +14.3%
130 MA MASTERCARD INCORPORATED Financial Services 5.0 $3K 0.00% $570.80 -13.6%
131 RCL ROYAL CARIBBEAN GROUP Consumer Cyclical 10.0 $3K 0.00% $278.90 -4.0%
132 BMNR BITMINE IMMERSION TECNOLOGIE Financial Services 80.0 $2K 0.00% +60.0 +300.0% $27.15 -29.3%
133 T AT&T INC Communication Services 86.0 $2K 0.00% +1.0 +1.2% $24.73 +1.2%
134 AFL AFLAC INC Financial Services 17.0 $2K 0.00% $110.29 +5.9%
135 LQD ISHARES TR 17.0 $2K 0.00% $110.18 -1.3%
136 NOW SERVICENOW INC Technology 10.0 $2K 0.00% +8.0 +400.0% $153.20 -34.8%
137 GIS GENERAL MLS INC Consumer Defensive 31.0 $1K 0.00% +6.0 +24.0% $46.52 -28.7%
138 DIA SPDR DOW JONES INDL AVERAGE Financial Services 3.0 $1K 0.00% $480.67 +5.1%
139 NOK NOKIA CORP Technology 200.0 $1K 0.00% -200.0 -50.0% $6.47 +154.3%
140 QQQ INVESCO QQQ TR Financial Services 2.0 $1K 0.00% $614.50 +18.8%
Page 7 of 8  ·  158 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.4%
Financial Services 14.9%
Industrials 13.1%
Energy 11.2%
Healthcare 11.1%
Consumer Cyclical 10.9%
Consumer Defensive 6.5%
Basic Materials 3.5%
Utilities 3.5%
Communication Services 2.9%