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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $155M AUM 162 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 12 New 34 Added 35 Reduced
Page 7 of 9  ·  162 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 CALM CAL MAINE FOODS INC Consumer Defensive 50.0 $5K 0.00% NEW $94.10 -18.2%
122 UNH UNITEDHEALTH GROUP INC Healthcare 13.0 $4K 0.00% $345.31 +12.5%
123 NKE NIKE INC Consumer Cyclical 64.0 $4K 0.00% -15.0 -19.0% $69.73 -35.9%
124 UHS UNIVERSAL HLTH SVCS INC Healthcare 21.0 $4K 0.00% $204.43 -22.8%
125 ELV ELEVANCE HEALTH INC FORMERLY Healthcare 13.0 $4K 0.00% $323.15 +22.1%
126 BP BP PLC Energy 112.0 $4K 0.00% +2.0 +1.8% $34.34 +29.2%
127 VIG VANGUARD SPECIALIZED FUNDS 17.0 $4K 0.00% $215.76 +8.0%
128 CMCSA COMCAST CORP NEW Communication Services 115.0 $4K 0.00% $31.42 -19.8%
129 RCL ROYAL CARIBBEAN GROUP Consumer Cyclical 10.0 $3K 0.00% $323.60 -20.9%
130 DHS WISDOMTREE TR 32.0 $3K 0.00% $100.75 +12.8%
131 CVS CVS HEALTH CORP Healthcare 41.0 $3K 0.00% $75.39 +23.7%
132 MA MASTERCARD INCORPORATED Financial Services 5.0 $3K 0.00% $568.80 -12.4%
133 STLA STELLANTIS N.V Consumer Cyclical 300.0 $3K 0.00% +25.0 +9.1% $9.34 -18.5%
134 T AT&T INC Communication Services 85.0 $2K 0.00% +11.0 +14.9% $28.22 -10.5%
135 NOK NOKIA CORP Technology 400.0 $2K 0.00% +200.0 +100.0% $4.81 +221.6%
136 AFL AFLAC INC Financial Services 17.0 $2K 0.00% $111.71 +5.5%
137 LQD ISHARES TR 17.0 $2K 0.00% $111.47 -2.8%
138 NOW SERVICENOW INC Technology 2.0 $2K 0.00% $920.50 -88.9%
139 DIA SPDR DOW JONES INDL AVERAGE Financial Services 3.0 $1K 0.00% $463.67 +9.2%
140 UBER UBER TECHNOLOGIES INC Technology 14.0 $1K 0.00% -8.0 -36.4% $98.00 -26.7%
Page 7 of 9  ·  162 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.6%
Industrials 12.8%
Financial Services 12.6%
Energy 12.1%
Healthcare 10.9%
Consumer Cyclical 10.0%
Consumer Defensive 6.6%
Utilities 3.7%
Communication Services 3.0%
Basic Materials 2.7%