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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $167M AUM 159 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 5 New 37 Added 31 Reduced 9 Exited
Page 6 of 8  ·  158 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 DOV DOVER CORP Industrials 45.0 $9K 0.01% $195.24 +10.3%
102 RS RELIANCE INC Basic Materials 30.0 $9K 0.01% $288.87 +30.3%
103 KGC KINROSS GOLD CORP Basic Materials 300.0 $8K 0.01% $28.16 +4.7%
104 ETN EATON CORP PLC Industrials 25.0 $8K 0.01% $318.52 +26.6%
105 ENTERGY CORP NEW 84.0 $8K 0.01% -70.0 -45.5% $92.43
106 PYPL PAYPAL HLDGS INC Financial Services 129.0 $8K 0.01% NEW $58.38 -24.4%
107 SPY SPDR S&P 500 ETF TR Financial Services 11.0 $8K 0.00% $681.91 +10.1%
108 TMO THERMO FISHER SCIENTIFIC INC Healthcare 12.0 $7K 0.00% $579.42 -22.6%
109 KVUE KENVUE INC Consumer Defensive 398.0 $7K 0.00% $17.25 +1.4%
110 NOC NORTHROP GRUMMAN CORP Industrials 12.0 $7K 0.00% $570.25 -2.4%
111 INTC INTEL CORP Technology 181.0 $7K 0.00% $36.90 +234.7%
112 GEV GE VERNOVA INC Utilities 10.0 $7K 0.00% $654.10 +63.7%
113 SOUN SOUNDHOUND AI INC Technology 629.0 $6K 0.00% $9.97 -18.5%
114 WELLS FARGO CO NEW 5.0 $6K 0.00% $1212.00
115 CI THE CIGNA GROUP Healthcare 22.0 $6K 0.00% $275.23 +2.0%
116 HON HONEYWELL INTL INC Industrials 29.0 $6K 0.00% $195.10 +18.8%
117 TTD THE TRADE DESK INC Technology 136.0 $5K 0.00% $37.96 -41.6%
118 DGRW WISDOMTREE TR 55.0 $5K 0.00% $89.44 +7.7%
119 CF CF INDS HLDGS INC Basic Materials 61.0 $5K 0.00% $77.34 +54.1%
120 UHS UNIVERSAL HLTH SVCS INC Healthcare 21.0 $5K 0.00% $218.00 -28.2%
Page 6 of 8  ·  158 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.4%
Financial Services 14.9%
Industrials 13.1%
Energy 11.2%
Healthcare 11.1%
Consumer Cyclical 10.9%
Consumer Defensive 6.5%
Basic Materials 3.5%
Utilities 3.5%
Communication Services 2.9%