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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $155M AUM 162 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 12 New 34 Added 35 Reduced
Page 6 of 9  ·  162 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 ETN EATON CORP PLC Industrials 25.0 $9K 0.01% $374.24 +4.6%
102 WMT WALMART INC Consumer Defensive 82.0 $8K 0.01% $103.06 +16.7%
103 RS RELIANCE INC Basic Materials 30.0 $8K 0.01% $280.83 +30.7%
104 PRU PRUDENTIAL FINL INC Financial Services 80.0 $8K 0.01% $103.74 +0.4%
105 DOV DOVER CORP Industrials 45.0 $8K 0.01% $166.82 +25.8%
106 KGC KINROSS GOLD CORP Basic Materials 300.0 $7K 0.01% $24.85 +13.8%
107 SPY SPDR S&P 500 ETF TR Financial Services 11.0 $7K 0.01% $666.18 +11.9%
108 NOC NORTHROP GRUMMAN CORP Industrials 12.0 $7K 0.01% $609.33 -8.8%
109 TTD THE TRADE DESK INC Technology 136.0 $7K 0.00% NEW $49.01 -54.3%
110 KVUE KENVUE INC Consumer Defensive 398.0 $6K 0.00% $16.23 +8.0%
111 CI THE CIGNA GROUP Healthcare 22.0 $6K 0.00% $288.27 -0.7%
112 WELLS FARGO CO NEW 5.0 $6K 0.00% $1234.20
113 GEV GE VERNOVA INC Utilities 10.0 $6K 0.00% $615.20 +68.8%
114 HON HONEYWELL INTL INC Industrials 29.0 $6K 0.00% $210.52 +8.3%
115 INTC INTEL CORP Technology 181.0 $6K 0.00% -60.0 -24.9% $33.55 +257.2%
116 TMO THERMO FISHER SCIENTIFIC INC Healthcare 12.0 $6K 0.00% $485.00 -7.6%
117 SBET SHARPLINK GAMING INC Financial Services 333.0 $6K 0.00% NEW $17.01 -63.4%
118 CF CF INDS HLDGS INC Basic Materials 61.0 $5K 0.00% -5.0 -7.6% $89.70 +35.7%
119 HPQ HP INC Technology 191.0 $5K 0.00% $27.23 -7.3%
120 DGRW WISDOMTREE TR 55.0 $5K 0.00% $88.96 +8.3%
Page 6 of 9  ·  162 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.6%
Industrials 12.8%
Financial Services 12.6%
Energy 12.1%
Healthcare 10.9%
Consumer Cyclical 10.0%
Consumer Defensive 6.6%
Utilities 3.7%
Communication Services 3.0%
Basic Materials 2.7%