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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $167M AUM 159 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 5 New 37 Added 31 Reduced 9 Exited
Page 4 of 8  ·  158 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 CAT CATERPILLAR INC Industrials 152.0 $87K 0.05% -131.0 -46.3% $572.87 +58.6%
62 AWK AMERICAN WTR WKS CO INC NEW Utilities 660.0 $86K 0.05% $130.50 -5.1%
63 CINF CINCINNATI FINL CORP Financial Services 500.0 $82K 0.05% $163.32 +2.3%
64 MU MICRON TECHNOLOGY INC Technology 282.0 $80K 0.05% $285.11 +214.2%
65 LMT LOCKHEED MARTIN CORP Industrials 164.0 $79K 0.05% +7.0 +4.5% $483.67 +10.2%
66 AGI ALAMOS GOLD INC NEW Basic Materials 1,902.0 $73K 0.04% $38.58 +4.3%
67 V VISA INC Financial Services 204.0 $72K 0.04% $350.71 -6.9%
68 IHI ISHARES TR 1,112.0 $69K 0.04% $62.15 -19.0%
69 PM PHILIP MORRIS INTL INC Consumer Defensive 382.0 $61K 0.04% +3.0 +0.8% $160.37 +13.2%
70 SCHD SCHWAB STRATEGIC TR 1,806.0 $50K 0.03% $27.43 +19.1%
71 FIRST TR EXCH TRADED FD III 2,163.0 $46K 0.03% $21.46
72 F FORD MTR CO Consumer Cyclical 3,343.0 $44K 0.03% -50.0 -1.5% $13.12 +16.8%
73 ABBV ABBVIE INC Healthcare 156.0 $36K 0.02% -106.0 -40.5% $229.06 -7.0%
74 OMC OMNICOM GROUP INC Communication Services 403.0 $33K 0.02% $80.75 -7.9%
75 LYB LYONDELLBASELL INDUSTRIES N Basic Materials 654.0 $28K 0.02% -52.0 -7.4% $43.30 +59.4%
76 META META PLATFORMS INC Communication Services 42.0 $28K 0.02% $660.10 -7.2%
77 NEM NEWMONT CORP Basic Materials 273.0 $27K 0.02% $99.97 +11.6%
78 LOW LOWES COS INC Consumer Cyclical 112.0 $27K 0.02% $241.16 -12.1%
79 BLK BLACKROCK INC Financial Services 25.0 $27K 0.02% $1070.36 +0.7%
80 ICE INTERCONTINENTAL EXCHANGE IN Financial Services 152.0 $25K 0.01% $161.96 -7.0%
Page 4 of 8  ·  158 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.4%
Financial Services 14.9%
Industrials 13.1%
Energy 11.2%
Healthcare 11.1%
Consumer Cyclical 10.9%
Consumer Defensive 6.5%
Basic Materials 3.5%
Utilities 3.5%
Communication Services 2.9%