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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $155M AUM 162 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 12 New 34 Added 35 Reduced
Page 3 of 9  ·  162 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 APD AIR PRODS & CHEMS INC Basic Materials 2,193.0 $598K 0.39% -30.0 -1.4% $272.73 +6.1%
42 SUSA ISHARES TR 2,493.0 $338K 0.22% $135.65 +11.7%
43 AAPL APPLE INC Technology 1,278.0 $325K 0.21% $254.63 +21.3%
44 MDT MEDTRONIC PLC Healthcare 3,069.0 $292K 0.19% -37K -92.4% $95.24 -17.5%
45 JNJ JOHNSON & JOHNSON Healthcare 1,547.0 $287K 0.18% -223.0 -12.6% $185.42 +26.4%
46 NVDA NVIDIA CORPORATION Technology 1,412.0 $263K 0.17% -1K -46.5% $186.58 +15.4%
47 RDVI FIRST TR EXCHANGE-TRADED FD 9,324.0 $241K 0.15% $25.85 +6.2%
48 WMB WILLIAMS COS INC Energy 3,400.0 $215K 0.14% $63.35 +23.9%
49 INTU INTUIT Technology 300.0 $205K 0.13% $682.91 -53.2%
50 BEN FRANKLIN RESOURCES INC Financial Services 8,695.0 $201K 0.13% -113K -92.9% $23.13 +34.1%
51 AXP AMERICAN EXPRESS CO Financial Services 550.0 $183K 0.12% -150.0 -21.4% $332.16 -6.1%
52 WM WASTE MGMT INC DEL Industrials 700.0 $155K 0.10% -50.0 -6.7% $220.83 -1.3%
53 PLTR PALANTIR TECHNOLOGIES INC Technology 824.0 $150K 0.10% $182.42 -25.0%
54 ABT ABBOTT LABS Healthcare 1,120.0 $150K 0.10% $133.94 -34.7%
55 CAT CATERPILLAR INC Industrials 283.0 $135K 0.09% -5.0 -1.7% $477.15 +84.4%
56 IWD ISHARES TR 592.0 $121K 0.08% $203.59 +16.1%
57 EMR EMERSON ELEC CO Industrials 769.0 $101K 0.07% +30.0 +4.1% $131.18 +4.0%
58 AWK AMERICAN WTR WKS CO INC NEW Utilities 660.0 $92K 0.06% $139.19 -10.1%
59 GOOGL ALPHABET INC Communication Services 371.0 $90K 0.06% $243.10 +57.5%
60 CINF CINCINNATI FINL CORP Financial Services 500.0 $79K 0.05% $158.10 +6.3%
Page 3 of 9  ·  162 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.6%
Industrials 12.8%
Financial Services 12.6%
Energy 12.1%
Healthcare 10.9%
Consumer Cyclical 10.0%
Consumer Defensive 6.6%
Utilities 3.7%
Communication Services 3.0%
Basic Materials 2.7%