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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $155M AUM 162 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 12 New 34 Added 35 Reduced
Page 2 of 2  ·  35 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 CAT CATERPILLAR INC Industrials 283.0 $135K 0.09% -5.0 -1.7% $477.15 +84.4%
22 LYB LYONDELLBASELL INDUSTRIES N Basic Materials 706.0 $35K 0.02% -52K -98.7% $49.04 +42.2%
23 DIS DISNEY WALT CO Communication Services 262.0 $30K 0.02% -150.0 -36.4% $114.44 -10.0%
24 COST COSTCO WHSL CORP NEW Consumer Defensive 23.0 $21K 0.01% -5.0 -17.9% $925.61 +11.1%
25 CAG CONAGRA BRANDS INC Consumer Defensive 949.0 $17K 0.01% -158K -99.4% $18.31 -25.9%
26 GM GENERAL MTRS CO Consumer Cyclical 250.0 $15K 0.01% -50.0 -16.7% $60.97 +29.2%
27 MO ALTRIA GROUP INC Consumer Defensive 170.0 $11K 0.01% -20.0 -10.5% $66.06 +11.9%
28 INTC INTEL CORP Technology 181.0 $6K 0.00% -60.0 -24.9% $33.55 +257.2%
29 CF CF INDS HLDGS INC Basic Materials 61.0 $5K 0.00% -5.0 -7.6% $89.70 +35.7%
30 NKE NIKE INC Consumer Cyclical 64.0 $4K 0.00% -15.0 -19.0% $69.73 -35.9%
31 UBER UBER TECHNOLOGIES INC Technology 14.0 $1K 0.00% -8.0 -36.4% $98.00 -26.7%
32 GOOG ALPHABET INC Communication Services 5.0 $1K 0.00% -3.0 -37.5% $243.60 +55.7%
33 SWAG STRAN & COMPANY INC Communication Services 500.0 $830.0 0.00% -300.0 -37.5% $1.66 +18.1%
34 CHRD CHORD ENERGY CORPORATION Energy 7.0 $696.0 -8.0 -53.3% $99.43 +44.8%
35 TARS TARSUS PHARMACEUTICALS INC Healthcare 10.0 $594.0 -10.0 -50.0% $59.40 +4.8%
Page 2 of 2  ·  35 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.6%
Industrials 12.8%
Financial Services 12.6%
Energy 12.1%
Healthcare 10.9%
Consumer Cyclical 10.0%
Consumer Defensive 6.6%
Utilities 3.7%
Communication Services 3.0%
Basic Materials 2.7%