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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $155M AUM 162 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 12 New 34 Added 35 Reduced
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 LEN LENNAR CORP Consumer Cyclical 27,843.0 $3.5M 2.26% NEW $126.04 -29.5%
2 SWK STANLEY BLACK & DECKER INC Industrials 46,212.0 $3.4M 2.21% NEW $74.33 +2.9%
3 PKG PACKAGING CORP AMER Consumer Cyclical 15,577.0 $3.4M 2.19% NEW $217.93 -0.9%
4 TTD THE TRADE DESK INC Technology 136.0 $7K 0.00% NEW $49.01 -54.3%
5 SBET SHARPLINK GAMING INC Financial Services 333.0 $6K 0.00% NEW $17.01 -63.4%
6 CALM CAL MAINE FOODS INC Consumer Defensive 50.0 $5K 0.00% NEW $94.10 -18.2%
7 GIS GENERAL MLS INC Consumer Defensive 25.0 $1K 0.00% NEW $50.44 -33.2%
8 BMNR BITMINE IMMERSION TECNOLOGIE Financial Services 20.0 $1K 0.00% NEW $51.95 -63.7%
9 BNS BANK NOVA SCOTIA HALIFAX Financial Services 15.0 $970.0 0.00% NEW $64.67 +23.4%
10 WPP WPP PLC NEW Communication Services 35.0 $877.0 0.00% NEW $25.06 -25.1%
11 UPXI UPEXI INC Communication Services 150.0 $866.0 0.00% NEW $5.77 -76.8%
12 WU WESTERN UN CO Financial Services 50.0 $400.0 NEW $8.00 +4.6%

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.6%
Industrials 12.8%
Financial Services 12.6%
Energy 12.1%
Healthcare 10.9%
Consumer Cyclical 10.0%
Consumer Defensive 6.6%
Utilities 3.7%
Communication Services 3.0%
Basic Materials 2.7%