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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $155M AUM 162 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 12 New 34 Added 35 Reduced
Page 2 of 2  ·  34 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 UPS UNITED PARCEL SERVICE INC Industrials 42,371.0 $3.5M 2.28% +17K +69.1% $83.53 +20.9%
22 PSX PHILLIPS 66 Energy 22,863.0 $3.1M 2.00% +692.0 +3.1% $136.02 +30.6%
23 EMR EMERSON ELEC CO Industrials 769.0 $101K 0.07% +30.0 +4.1% $131.18 +4.0%
24 PM PHILIP MORRIS INTL INC Consumer Defensive 379.0 $61K 0.04% +3.0 +0.8% $162.01 +16.7%
25 BIL SPDR SERIES TRUST 518.0 $48K 0.03% +314.0 +153.9% $91.75 -0.2%
26 KMB KIMBERLY-CLARK CORP Consumer Defensive 260.0 $32K 0.02% +10.0 +4.0% $124.34 -20.3%
27 BERKSHIRE HATHAWAY INC DEL 30.0 $15K 0.01% +8.0 +36.4% $502.73
28 USFR WISDOMTREE TR 256.0 $13K 0.01% +3.0 +1.2% $50.29 +0.3%
29 MDLZ MONDELEZ INTL INC Consumer Defensive 167.0 $10K 0.01% +1.0 +0.6% $62.63 -1.4%
30 BP BP PLC Energy 112.0 $4K 0.00% +2.0 +1.8% $34.34 +29.2%
31 STLA STELLANTIS N.V Consumer Cyclical 300.0 $3K 0.00% +25.0 +9.1% $9.34 -18.5%
32 T AT&T INC Communication Services 85.0 $2K 0.00% +11.0 +14.9% $28.22 -10.5%
33 NOK NOKIA CORP Technology 400.0 $2K 0.00% +200.0 +100.0% $4.81 +221.6%
34 LUNR INTUITIVE MACHINES INC Industrials 100.0 $1K 0.00% +50.0 +100.0% $10.52 +263.7%
Page 2 of 2  ·  34 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.6%
Industrials 12.8%
Financial Services 12.6%
Energy 12.1%
Healthcare 10.9%
Consumer Cyclical 10.0%
Consumer Defensive 6.6%
Utilities 3.7%
Communication Services 3.0%
Basic Materials 2.7%