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Portfolio (Quarterly) Guide ↗

Smith Asset Management Co., LLC

· CIK 0002068217
13F Portfolio $127M AUM 70 positions Filed Jul 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 4 New 13 Added 43 Reduced 5 Exited
Page 2 of 4  ·  70 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 UTF COHEN & STEERS INFRASTRUCTUR Financial Services 93,866.0 $2.6M 2.04% -1K -1.1% $27.59 -1.8%
22 HQH ABRDN HEALTHCARE INVESTORS Financial Services 112,724.0 $2.5M 1.95% -3K -2.2% $21.98 +7.7%
23 FLC FLAHERTY & CRUMRINE TOTAL RE Financial Services 124,011.0 $2.1M 1.65% -2K -1.7% $16.90 -0.6%
24 QQQ INVESCO QQQ TR Financial Services 2,747.0 $2.0M 1.59% +886.0 +47.6% $736.40 -0.9%
25 PTY PIMCO CORPORATE & INCOME OPP Financial Services 167,505.0 $2.0M 1.58% +2K +1.4% $12.03 -2.9%
26 DFP FLAHERTY & CRUMRINE DYNAMIC Financial Services 93,742.0 $1.9M 1.52% -1K -1.4% $20.67 +0.9%
27 MSFT MICROSOFT CORP Technology 5,066.0 $1.9M 1.49% +2K +87.6% $373.02 +28.8%
28 DSU BLACKROCK DEBT STRATEGIES FD Financial Services 194,122.0 $1.9M 1.48% -5K -2.7% $9.70 -3.0%
29 AMZN AMAZON COM INC Consumer Cyclical 7,097.0 $1.7M 1.33% +603.0 +9.3% $238.34 +9.6%
30 GOF GUGGENHEIM STRATEGIC OPPORTU Financial Services 140,005.0 $1.5M 1.20% +1K +0.7% $10.92 -5.7%
31 BUI BLACKROCK UTILS INFRASTRUCTU Financial Services 52,521.0 $1.5M 1.20% -814.0 -1.5% $29.01 -6.9%
32 ASGI ABRDN GLOBAL INFRA INCOME FU Financial Services 56,489.0 $1.3M 1.03% -2K -3.7% $23.25 +6.1%
33 SOURCE CAPITAL 28,062.0 $1.3M 1.01% -164.0 -0.6% $45.97
34 FFC FLAHERTY & CRUMRIN PFD & INM Financial Services 74,916.0 $1.2M 0.96% -2K -2.5% $16.28 -0.4%
35 GDO WSTRN AST GLBL CORP OPP FD I Financial Services 111,189.0 $1.2M 0.94% -1K -1.3% $10.73 -4.2%
36 MPV BARINGS PARTN INVS Financial Services 68,007.0 $1.1M 0.90% -603.0 -0.9% $16.84 -0.5%
37 SPYM SPDR SERIES TRUST 13,001.0 $1.1M 0.90% +1K +10.2% $87.88 +3.5%
38 NVG NUVEEN AMT FREE MUN CR INC F Financial Services 86,848.0 $1.1M 0.88% -877.0 -1.0% $12.80 -3.0%
39 VTV VANGUARD INDEX FDS 5,071.0 $1.1M 0.87% $217.93 +4.0%
40 RNP COHEN & STEERS REIT & PFD & Financial Services 45,341.0 $920K 0.72% $20.30 +0.7%
Page 2 of 4  ·  70 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 87.7%
Technology 5.7%
Real Estate 2.4%
Consumer Cyclical 1.7%
Utilities 1.0%
Consumer Defensive 0.8%
Communication Services 0.6%
Healthcare 0.2%