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Portfolio (Quarterly) Guide ↗

Smith Asset Management Co., LLC

· CIK 0002068217
13F Portfolio $117M AUM 71 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 3 New 31 Added 27 Reduced 2 Exited
Page 2 of 4  ·  71 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 UTF COHEN & STEERS INFRASTRUCTUR Financial Services 94,880.0 $2.5M 2.11% -2K -1.9% $25.88 +3.7%
22 FLC FLAHERTY & CRUMRINE TOTAL RE Financial Services 126,131.0 $2.1M 1.80% -2K -1.2% $16.60 +1.4%
23 HQH ABRDN HEALTHCARE INVESTORS Financial Services 115,261.0 $2.1M 1.76% -2K -1.5% $17.79 +12.0%
24 PTY PIMCO CORPORATE & INCOME OPP Financial Services 165,202.0 $2.0M 1.71% +3K +1.7% $12.06 -1.2%
25 DSU BLACKROCK DEBT STRATEGIES FD Financial Services 199,531.0 $1.9M 1.64% +17K +9.1% $9.59 +2.5%
26 DFP FLAHERTY & CRUMRINE DYNAMIC Financial Services 95,067.0 $1.9M 1.64% -2K -1.9% $20.07 +1.8%
27 GOF GUGGENHEIM STRATEGIC OPPORTU Financial Services 138,980.0 $1.5M 1.31% +16K +12.9% $11.02 +1.0%
28 BUI BLACKROCK UTILS INFRASTRUCTU Financial Services 53,335.0 $1.4M 1.21% $26.38 +3.7%
29 AMZN AMAZON COM INC Consumer Cyclical 6,494.0 $1.4M 1.16% +876.0 +15.6% $208.27 +26.8%
30 ASGI ABRDN GLOBAL INFRA INCOME FU Financial Services 58,654.0 $1.3M 1.12% -995.0 -1.7% $22.36 +5.3%
31 SOURCE CAPITAL 28,226.0 $1.3M 1.12% $46.32
32 GDO WSTRN AST GLBL CORP OPP FD I Financial Services 112,660.0 $1.2M 1.04% -3K -2.6% $10.76 +0.4%
33 FFC FLAHERTY & CRUMRIN PFD & INM Financial Services 76,850.0 $1.2M 1.02% +3K +4.0% $15.49 +1.9%
34 MPV BARINGS PARTN INVS Financial Services 68,610.0 $1.2M 1.01% -2K -2.4% $17.14 -2.2%
35 NVG NUVEEN AMT FREE MUN CR INC F Financial Services 87,725.0 $1.1M 0.93% -3K -2.8% $12.33 +0.3%
36 QQQ INVESCO QQQ TR Financial Services 1,861.0 $1.1M 0.92% +529.0 +39.7% $577.18 +22.8%
37 MSFT MICROSOFT CORP Technology 2,700.0 $999K 0.86% +2K +211.8% $370.18 +10.6%
38 VTV VANGUARD INDEX FDS 5,091.0 $999K 0.86% +391.0 +8.3% $196.20 +5.3%
39 SPYM SPDR SERIES TRUST 11,801.0 $903K 0.78% +818.0 +7.5% $76.54 +13.7%
40 RNP COHEN & STEERS REIT & PFD & Financial Services 45,170.0 $893K 0.77% +10K +27.1% $19.76 +3.3%
Page 2 of 4  ·  71 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 89.0%
Technology 4.5%
Real Estate 2.2%
Consumer Cyclical 1.4%
Utilities 1.2%
Consumer Defensive 0.9%
Communication Services 0.5%
Healthcare 0.2%