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Portfolio (Quarterly) Guide ↗

Smith Asset Management Co., LLC

· CIK 0002068217
13F Portfolio $127M AUM 70 positions Filed Jul 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 4 New 13 Added 43 Reduced 5 Exited
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 BERKSHIRE HATHAWAY INC DEL 15,920.0 $8.0M 6.27% +377.0 +2.4% $500.39
2 ARCC ARES CAPITAL CORP Financial Services 349,766.0 $6.5M 5.10% +5K +1.6% $18.53 +6.0%
3 VGT VANGUARD WORLD FD 45,680.0 $5.5M 4.29% +41K +835.5% $119.52 +2.5%
4 SPY STATE STR SPDR S&P 500 ETF T Financial Services 6,014.0 $4.5M 3.53% +33.0 +0.6% $746.77 +3.5%
5 AAPL APPLE INC Technology 13,293.0 $3.8M 3.03% +628.0 +5.0% $289.37 +5.6%
6 VIS VANGUARD WORLD FD 9,954.0 $3.6M 2.82% +2K +25.9% $360.38 -0.5%
7 QQQ INVESCO QQQ TR Financial Services 2,747.0 $2.0M 1.59% +886.0 +47.6% $736.40 -0.9%
8 PTY PIMCO CORPORATE & INCOME OPP Financial Services 167,505.0 $2.0M 1.58% +2K +1.4% $12.03 -2.9%
9 MSFT MICROSOFT CORP Technology 5,066.0 $1.9M 1.49% +2K +87.6% $373.02 +28.8%
10 AMZN AMAZON COM INC Consumer Cyclical 7,097.0 $1.7M 1.33% +603.0 +9.3% $238.34 +9.6%
11 GOF GUGGENHEIM STRATEGIC OPPORTU Financial Services 140,005.0 $1.5M 1.20% +1K +0.7% $10.92 -5.7%
12 SPYM SPDR SERIES TRUST 13,001.0 $1.1M 0.90% +1K +10.2% $87.88 +3.5%
13 GOOGL ALPHABET INC Communication Services 1,696.0 $606K 0.48% +116.0 +7.3% $357.37 -3.7%

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 87.7%
Technology 5.7%
Real Estate 2.4%
Consumer Cyclical 1.7%
Utilities 1.0%
Consumer Defensive 0.8%
Communication Services 0.6%
Healthcare 0.2%