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Portfolio (Quarterly) Guide ↗

Smith Asset Management Co., LLC

· CIK 0002068217
13F Portfolio $117M AUM 71 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 3 New 31 Added 27 Reduced 2 Exited
Page 1 of 2  ·  31 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 BERKSHIRE HATHAWAY INC DEL 15,543.0 $7.4M 6.39% +598.0 +4.0% $479.20
2 ARCC ARES CAPITAL CORP Financial Services 344,279.0 $6.2M 5.32% +29K +9.2% $18.02 +4.9%
3 CSQ CALAMOS STRATEGIC TOTAL RETU Financial Services 229,856.0 $3.9M 3.38% +6K +2.6% $17.12 +19.6%
4 SPY STATE STR SPDR S&P 500 ETF T Financial Services 5,981.0 $3.9M 3.34% +214.0 +3.7% $650.34 +13.7%
5 RFI COHEN & STEERS TOTAL RETURN Financial Services 339,631.0 $3.8M 3.25% +6K +1.7% $11.14 -0.4%
6 VGT VANGUARD WORLD FD 4,883.0 $3.4M 2.92% +246.0 +5.3% $697.72 -83.8%
7 AAPL APPLE INC Technology 12,665.0 $3.2M 2.76% +1K +9.8% $253.80 +18.3%
8 PCN PIMCO CORPORATE & INCM STRG Financial Services 244,440.0 $2.9M 2.50% +17K +7.3% $11.90 -1.3%
9 PDI PIMCO DYNAMIC INCOME FD Financial Services 162,492.0 $2.8M 2.39% +14K +9.4% $17.11 -1.5%
10 ANNALY CAPITAL MANAGEMENT IN 126,009.0 $2.7M 2.29% +6K +4.8% $21.15
11 VIS VANGUARD WORLD FD 7,905.0 $2.5M 2.12% +778.0 +10.9% $312.22 +7.1%
12 PTY PIMCO CORPORATE & INCOME OPP Financial Services 165,202.0 $2.0M 1.71% +3K +1.7% $12.06 -1.2%
13 DSU BLACKROCK DEBT STRATEGIES FD Financial Services 199,531.0 $1.9M 1.64% +17K +9.1% $9.59 +2.5%
14 GOF GUGGENHEIM STRATEGIC OPPORTU Financial Services 138,980.0 $1.5M 1.31% +16K +12.9% $11.02 +1.0%
15 AMZN AMAZON COM INC Consumer Cyclical 6,494.0 $1.4M 1.16% +876.0 +15.6% $208.27 +26.8%
16 FFC FLAHERTY & CRUMRIN PFD & INM Financial Services 76,850.0 $1.2M 1.02% +3K +4.0% $15.49 +1.9%
17 QQQ INVESCO QQQ TR Financial Services 1,861.0 $1.1M 0.92% +529.0 +39.7% $577.18 +22.8%
18 MSFT MICROSOFT CORP Technology 2,700.0 $999K 0.86% +2K +211.8% $370.18 +10.6%
19 VTV VANGUARD INDEX FDS 5,091.0 $999K 0.86% +391.0 +8.3% $196.20 +5.3%
20 SPYM SPDR SERIES TRUST 11,801.0 $903K 0.78% +818.0 +7.5% $76.54 +13.7%
Page 1 of 2  ·  31 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 89.0%
Technology 4.5%
Real Estate 2.2%
Consumer Cyclical 1.4%
Utilities 1.2%
Consumer Defensive 0.9%
Communication Services 0.5%
Healthcare 0.2%